Sec Form 4 Filing - Bristol James Arthur @ Deciphera Pharmaceuticals, Inc. - 2017-10-02

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Bristol James Arthur
2. Issuer Name and Ticker or Trading Symbol
Deciphera Pharmaceuticals, Inc. [ DCPH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O DECIPHERA PHARMACEUTICALS, INC., 500 TOTTEN POND ROAD
3. Date of Earliest Transaction (MM/DD/YY)
10/02/2017
(Street)
WALTHAM, MA02451
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 1.89 10/02/2017 M 24,497 ( 1 ) ( 2 ) 12/17/2025 Common Stock 138,408 ( 1 ) 0 D
Stock Option (Right to Buy) $ 1.89 10/02/2017 M 138,408 ( 3 ) ( 2 ) 12/17/2025 Common Stock 138,408 ( 1 ) 138,408 D
Stock Option (Right to Buy) $ 1.89 10/02/2017 M 5,444 ( 1 ) ( 4 ) 12/17/2025 Common Stock 30,758 ( 1 ) 0 D
Stock Option (Right to Buy) $ 1.89 10/02/2017 M 30,758 ( 3 ) ( 4 ) 12/17/2025 Common Stock 30,758 ( 1 ) 30,758 D
Stock Option (Right to Buy) $ 3.95 10/02/2017 M 9,000 ( 1 ) ( 5 ) 09/26/2026 Common Stock 50,850 ( 1 ) 0 D
Stock Option (Right to Buy) $ 3.95 10/02/2017 M 50,850 ( 3 ) ( 5 ) 09/26/2026 Common Stock 50,580 ( 1 ) 50,580 D
Stock Option (Right to Buy) $ 6.13 10/02/2017 M 11,946 ( 1 ) ( 6 ) 06/03/2027 Common Stock 67,494 ( 1 ) 0 D
Stock Option (Right to Buy) $ 6.13 10/02/2017 M 67,494 ( 3 ) ( 6 ) 06/03/2027 Common Stock 67,494 ( 1 ) 67,494 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Bristol James Arthur
C/O DECIPHERA PHARMACEUTICALS, INC.
500 TOTTEN POND ROAD
WALTHAM, MA02451
X
Signatures
/s/ Thomas P. Kelly, Attorney-in-Fact 10/02/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Immediately prior to the closing of the Issuer's initial public offering, these options to purchase common stock of Deciphera Pharmaceuticals, LLC were exchanged for options to purchase common stock of the Issuer on a 1 for 5.65 basis pursuant to that certain Reorganization Agreement and Plan of Merger by and among the Issuer, Deciphera Pharmaceuticals, LLC and the other parties named therein, dated September 26, 2017 (the "Merger Agreement"). These transactions were exempt from Section 16(b) in reliance upon Rule 16b-3 and Rule 16b-6(b).
( 2 )This stock option award was issued pursuant to Deciphera Pharmaceuticals, LLC's 2015 Equity Incentive Plan. The option was 100% exercisable on the date of grant, December 18, 2015.
( 3 )Represents the total number of options to purchase common stock of the Issuer received upon the exchange of options to purchase common stock of Deciphera Pharmaceuticals, Inc. for options to purchase common stock of the Issuer pursuant to the Merger Agreement.
( 4 )This stock option award was issued pursuant to Deciphera Pharmaceuticals, LLC's 2015 Equity Incentive Plan. The option vests in 48 equal monthly installments at the end of each month following the vesting commencement date of September 30, 2015, subject to continued service through such dates.
( 5 )This stock option award was issued pursuant to Deciphera Pharmaceuticals, LLC's 2015 Equity Incentive Plan. The option vests in 48 equal monthly installments at the end of each month following the vesting commencement date of July 1, 2016, subject to continued service through such dates.
( 6 )This stock option award was issued pursuant to Deciphera Pharmaceuticals, LLC's 2015 Equity Incentive Plan. The option vests in 48 equal monthly installments at the end of each month following the vesting commencement date of May 26, 2017, subject to continued service through

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