Sec Form 4 Filing - Meghji Mohsin Y @ M III Acquisition Corp. - 2016-07-12

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Meghji Mohsin Y
2. Issuer Name and Ticker or Trading Symbol
M III Acquisition Corp. [ MIIIU]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
See Remarks
(Last) (First) (Middle)
3 COLUMBUS CIRCLE, 15TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
07/12/2016
(Street)
NEW YORK, NY10019
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/12/2016 P 340,000 A $ 10 ( 1 ) ( 2 ) 4,612,500 ( 4 ) I see footnote ( 2 ) ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Meghji Mohsin Y
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK, NY10019
X X See Remarks
M III Sponsor I LP
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK, NY10019
Sponsor to issuer
M III Acquisition Partners I Corp.
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK, NY10019
General partner of sponsor
M III Sponsor I LLC
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK, NY10019
Sponsor to issuer
M III Acquisition Partners I LLC
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK, NY10019
Managing member of sponsor
Signatures
/s/ Mohsin Y. Meghji 07/13/2016
Signature of Reporting Person Date
/s/ Mohsin Y. Meghji as Managing Member of M III Acquisition Partners I LLC, the Sole Managing Member of M III Sponsor I LLC 07/13/2016
Signature of Reporting Person Date
/s/ Mohsin Y. Meghji as Sole Managing Member of M III Acquisition Partners I LLC 07/13/2016
Signature of Reporting Person Date
/s/ Mohsin Y. Meghji as Chief Executive Officer of M III Acquisition Partners I Corp., the Sole General Partner of M III Sponsor I LP 07/13/2016
Signature of Reporting Person Date
/s/ Mohsin Y. Meghji as Chief Executive Officer of M III Acquisition Partners I Corp. 07/13/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These shares are underlying units (each unit consisting of one share of common stock and one warrant to purchase one-half of one share of common stock) held by M III Sponsor I LLC (the "LLC Sponsor") and M III Sponsor I LP (the "LP Sponsor," collectively with the LLC Sponsor, the "Sponsors"), acquired pursuant to a second amended and restated unit subscription agreement by and the Sponsors and the registrant. 300,000 of such shares underlying units were purchased by the LLC Sponsor, and 40,000 of such shares underlying units were purchased by the LP Sponsor.
( 2 )Mohsin Y. Meghji, the Chairman and Chief Executive Officer of the registrant, is the sole managing member of M III Acquisition Partners I LLC, the sole managing member of the LLC Sponsor. Mr. Meghji is also the Chief Executive Officer of M III Acquisition Partners I Corp., the sole general partner of the LP Sponsor. Mr. Meghji has sole voting and dispositive control over the shares held by the Sponsors and may be deemed the beneficial owner of such shares.
( 3 )Mr. Meghji disclaims beneficial ownership over any securities owned by the Sponsors in which he does not have any pecuniary interest.
( 4 )These shares include an aggregate of 562,500 shares that are subject to forfeiture by the Sponsors to the extent that the underwriters do not exercise their overallotment option in connection with the registrant's initial public offering in full.

Remarks:
Chairman and Chief Executive Officer

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