Sec Form 4 Filing - SCHMIDT ERIC E @ Alphabet Inc. - 2018-02-26

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SCHMIDT ERIC E
2. Issuer Name and Ticker or Trading Symbol
Alphabet Inc. [ GOOG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O ALPHABET INC., 1600 AMPHITHEATRE PKWY
3. Date of Earliest Transaction (MM/DD/YY)
02/26/2018
(Street)
MOUNTAIN VIEW, CA94043
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/26/2018 C( 1 ) 2,768 A $ 0 32,629 D
Class C Capital Stock 02/26/2018 C( 1 ) 2,901 A $ 0 1,282,228 D
Class C Google Stock Units ( 2 ) 02/26/2018 F( 3 ) 2,590 D $ 1,126.79 24,867 D
Class C Google Stock Units ( 2 ) 02/26/2018 C( 1 ) 2,901 D $ 0 21,966 D
Class A Google Stock Units ( 4 ) 02/26/2018 F( 3 ) 2,723 D $ 1,128.09 24,734 D
Class A Google Stock Units ( 4 ) 02/26/2018 C( 1 ) 2,768 D $ 0 21,966 D
Class C Capital Stock 124,900 I By The Schmidt Investments, LP
Class C Capital Stock 485,649 I By The Schmidt Investments LP Fund II
Class C Capital Stock 2,393,558 I By The Schmidt Family Living Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock $ 0 ( 5 ) ( 6 ) Class A Common Stock 1,194,309 1,194,309 D
Class B Common Stock $ 0 ( 5 ) ( 6 ) Class A Common Stock 132,952 132,952 I By The Schmidt Investments LP
Class B Common Stock $ 0 ( 5 ) ( 6 ) Class A Common Stock 569,374 569,374 I By The Schmidt Investments LP Fund II
Class B Common Stock $ 0 ( 5 ) ( 6 ) Class A Common Stock 2,386,799 2,386,799 I By The Schmidt Family Living Trust
Option to Purchase Class A Common Stock $ 306.612 ( 5 ) 02/02/2021 Class A Common Stock 181,840 181,840 D
Option to Purchase Class C Capital Stock $ 305.388 ( 5 ) 02/02/2021 Class C Capital Stock 181,840 181,840 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SCHMIDT ERIC E
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW, CA94043
X
Signatures
/s/ Valentina Margulis, Attorney-in-Fact for Eric E. Schmidt 02/27/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.
( 2 )Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/16th of the GSUs vested on May 25, 2015 and an additional 1/16th will vest quarterly until the GSUs are fully vested, subject to continued employment on such vesting dates.
( 3 )Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
( 4 )Class A GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/16th of the GSUs vested on May 25, 2015 and an additional 1/16th will vest quarterly thereafter until the units are fully vested, subject to continued employment on such vesting dates.
( 5 )Option is fully vested.
( 6 )There is no expiration date for the Issuer's Class B Common Stock.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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