Sec Form 4 Filing - DOERR L JOHN @ Alphabet Inc. - 2017-11-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
DOERR L JOHN
2. Issuer Name and Ticker or Trading Symbol
Alphabet Inc. [ GOOG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O ALPHABET INC.,, 1600 AMPHITHEATRE PKWY
3. Date of Earliest Transaction (MM/DD/YY)
11/15/2017
(Street)
MOUNTAIN VIEW, CA94043
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class C Capital Stock 11/15/2017 S 200 D $ 1,016.35 ( 1 ) 848,539 I Vallejo Ventures Trust
Class C Capital Stock 11/15/2017 S 300 D $ 1,017.51 ( 2 ) 848,239 I Vallejo Ventures Trust
Class C Capital Stock 11/15/2017 S 1,900 D $ 1,019.53 ( 3 ) 846,339 I Vallejo Ventures Trust
Class C Capital Stock 11/15/2017 S 2,135 D $ 1,020.92 ( 4 ) 844,204 I Vallejo Ventures Trust
Class C Capital Stock 11/15/2017 S 3,129 D $ 1,021.76 ( 5 ) 841,075 I Vallejo Ventures Trust
Class C Capital Stock 11/15/2017 S 3,915 D $ 1,023.01 ( 6 ) 837,160 I Vallejo Ventures Trust
Class C Capital Stock 11/15/2017 S 657 D $ 1,023.58 ( 7 ) 836,503 I Vallejo Ventures Trust
Class A Common Stock 3,485 D
Class C Capital Stock 4,633 D
Class C Google Stock Units ( 8 ) 94 D
Class C Google Stock Units ( 9 ) 337 D
Class C Google Stock Units ( 10 ) 281 D
Class C Google Stock Units ( 11 ) 358 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock $ 0 ( 12 ) ( 13 ) Class A Common Stock 1,117,447 1,117,447 I Vallejo Ventures Trust
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
DOERR L JOHN
C/O ALPHABET INC.,
1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW, CA94043
X
Signatures
/s/ Valentina Margulis, as Attorney-in-Fact for L. John Doerr 11/17/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1015.99 to $1016.98, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (7) to this Form 4.
( 2 )The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1017.14 to $1018.13, inclusive.
( 3 )The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1019.07 to $1020.06, inclusive.
( 4 )The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1020.30 to $1021.29, inclusive.
( 5 )The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1021.32 to $1022.31, inclusive.
( 6 )The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1022.35 to $1023.34, inclusive.
( 7 )The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1023.36 to $1024.35, inclusive.
( 8 )1/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on such vesting dates.
( 9 )1/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
( 10 )1/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
( 11 )1/48th of Google Stock Unit (GSU) grant vested on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
( 12 )All shares are exercisable as of the transaction date.
( 13 )There is no expiration date for the Issuer's Class B Common Stock.

Remarks:
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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