|
2. Issuer Name
and
Ticker or Trading Symbol Alphabet Inc.
[
GOOG]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director |
_____ 10% Owner |
__
X
__ Officer (give title below) |
_____ Other (specify below) |
CEO, Google Inc. |
|
C/O ALPHABET INC., 1600 AMPHITHEATRE PKWY
|
3. Date of Earliest Transaction (MM/DD/YY) 12/27/2016
|
MOUNTAIN VIEW, CA94043
|
4. If Amendment, Date Original Filed(MM/DD/YY)
|
6. Individual or Joint/Group Filing(Check Applicable Line) __
X
__ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
|
|
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) |
2. Transaction Date (MM/DD/YY) |
2A. Deemed Execution Date, if any (MM/DD/YY) |
3. Transaction Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership
(Instr. 4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class C Google Stock Unit (
1
) |
12/27/2016 |
|
C(
2
) |
|
8,169 |
D |
$
0 |
213,910 |
D |
|
Class C Capital Stock |
12/27/2016 |
|
C(
2
) |
|
8,169 |
A |
$
0 |
44,301 |
D |
|
Class C Google Stock Unit (
1
) |
12/27/2016 |
|
F(
3
) |
|
8,914 |
D |
$
789.91 |
204,996 |
D |
|
Class C Google Stock Unit (
4
) |
12/27/2016 |
|
C(
2
) |
|
11,908 |
D |
$
0 |
12,995 |
D |
|
Class C Capital Stock |
12/27/2016 |
|
C(
2
) |
|
11,908 |
A |
$
0 |
56,209 |
D |
|
Class C Google Stock Unit (
4
) |
12/27/2016 |
|
F(
3
) |
|
12,995 |
D |
$
789.91 |
0 |
D |
|
Class A Google Stock Unit (
5
) |
12/27/2016 |
|
C(
2
) |
|
603 |
D |
$
0 |
36,033 |
D |
|
Class A Common Stock |
12/27/2016 |
|
C(
2
) |
|
603 |
A |
$
0 |
3,166 |
D |
|
Class A Google Stock Unit (
5
) |
12/27/2016 |
|
F(
3
) |
|
660 |
D |
$
807.8 |
35,373 |
D |
|
Class C Google Stock Unit (
5
) |
12/27/2016 |
|
C(
2
) |
|
603 |
D |
$
0 |
36,033 |
D |
|
Class C Capital Stock |
12/27/2016 |
|
C(
2
) |
|
603 |
A |
$
0 |
56,812 |
D |
|
Class C Google Stock Unit (
5
) |
12/27/2016 |
|
F(
3
) |
|
660 |
D |
$
789.91 |
35,373 |
D |
|
Class C Google Stock Unit (
6
) |
|
|
|
|
|
|
|
44,243 |
D |
|
Class C Google Stock Unit (
7
) |
|
|
|
|
|
|
|
353,939 |
D |
|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (MM/DD/YY) |
3A. Deemed Execution Date, if any (MM/DD/YY) |
4. Transaction Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date
(MM/DD/YY) |
7. Title and Amount of Underlying Securities
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) |
11. Nature of Indirect Beneficial Ownership
(Instr. 4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option To Purchase Class A Common Stock |
$
318.2102 |
|
|
|
|
|
|
(
8
) |
04/04/2022 |
Class A Common Stock |
8,646 |
|
8,646 |
D |
|
Option To Purchase Class A Common Stock |
$
218.5563 |
|
|
|
|
|
|
(
8
) |
07/29/2019 |
Class A Common Stock |
2,436 |
|
2,436 |
D |
|
Option To Purchase Class A Common Stock |
$
253.6664 |
|
|
|
|
|
|
(
8
) |
08/04/2020 |
Class A Common Stock |
1,459 |
|
1,459 |
D |
|
Option to Purchase Class C Capital Stock |
$
316.9399 |
|
|
|
|
|
|
(
8
) |
04/04/2022 |
Class C Capital Stock |
8,646 |
|
8,646 |
D |
|
Option to Purchase Class C Capital Stock |
$
217.6838 |
|
|
|
|
|
|
(
8
) |
07/29/2019 |
Class C Capital Stock |
2,436 |
|
2,436 |
D |
|
Option to Purchase Class C Capital Stock |
$
252.6537 |
|
|
|
|
|
|
(
8
) |
08/04/2020 |
Class C Capital Stock |
1,459 |
|
1,459 |
D |
|
|
Reporting Owners
Reporting Owner Name / Address |
Relationships |
Director |
10% Owner |
Officer |
Other |
Pichai Sundar C/O ALPHABET INC. 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW, CA94043 |
|
|
CEO, Google Inc. |
|
|
Signatures
/s/ Valentina Margulis, Attorney-in-fact for Sundar Pichai |
|
12/29/2016 |
**
Signature of Reporting Person |
Date
|
|
|