Sec Form 4 Filing - THOMPSON DAVID MICHAEL @ Park Place Energy Inc. - 2018-01-21

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
THOMPSON DAVID MICHAEL
2. Issuer Name and Ticker or Trading Symbol
Park Place Energy Inc. [ PKPL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
11 FORT HAMILTON DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
01/21/2018
(Street)
PEMBROKE, D0Hm19
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 600,000 D
Common Stock 10/26/2018 A 250,000 A $ 0.1 850,000 D
Common Stock 10/26/2018 A( 1 ) 100,000 A $ 0.1 950,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants $ 0.2 08/27/2017 A 125,000 08/27/2013 08/27/2018 Common Shares 125,000 $ 0.2 125,000 D
Stock Options $ 0.1 01/22/2016 A 50,000 01/22/2016 01/21/2019 Common Shares 50,000 $ 0.1 150,000 D
Stock Options $ 0.18 03/27/2017 A 100,000 03/27/2017 03/26/2021 Common Shares 100,000 $ 0.18 250,000 D
Restricted Stock Units ( 2 ) 04/01/2017 A 25,000 04/01/2017 ( 2 ) Common Shares 25,000 ( 2 ) 275,000 D
Stock Options $ 0.12 01/21/2018 A 300,000 01/21/2018 01/21/2023 Common Shares 300,000 $ 0.12 575,000 D
Stock Options $ 0.12 10/25/2018 A 350,000 10/25/2018 10/24/2018 Common Shares 350,000 $ 0.12 925,000 D
Warrants $ 0.2 08/27/2018 E 125,000 08/27/2018 08/27/2018 Common Shares 125,000 $ 0.2 800,000 D
Warrants $ 0.15 11/23/2018 A 125,000 11/23/2018 11/30/2020 Common Shares 125,000 $ 0.15 925,000 D
Restricted Stock Units ( 2 ) 10/25/2018 A 75,000 10/25/2018 ( 2 ) Common Shares 75,000 $ 0.1 1,000,000 D
Restricted Stock Units ( 2 ) 10/25/2018 D 100,000 10/25/2018 ( 2 ) Common Shares 100,000 $ 0.1 900,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
THOMPSON DAVID MICHAEL
11 FORT HAMILTON DRIVE
PEMBROKE, D0Hm19
X X Chief Financial Officer
Signatures
/s/ David Michael Thompson 12/05/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Conversion of Restricted Stock Units into Fully paid Common Shares of the Company.
( 2 )Each Restricted Stock Unit is a notional share of common shares of the issuer with a value of each Unit being equal to the Fair market value of a share of common stock at any time.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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