Sec Form 4 Filing - HALLERAN ARTHUR @ Park Place Energy Inc. - 2018-01-21

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
HALLERAN ARTHUR
2. Issuer Name and Ticker or Trading Symbol
Park Place Energy Inc. [ PKPL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President
(Last) (First) (Middle)
6189 LIND LAKE PIT ROAD;, PO BOX 1476
3. Date of Earliest Transaction (MM/DD/YY)
01/21/2018
(Street)
FORT ST. JAMES, A1V0J 1P0
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 330,000 D
Common Stock 10/25/2018 A( 2 ) 150,000 A $ 0.1 480,000 D
Common Stock 10/25/2018 A 325,000 A $ 0.1 805,000 D
Common Stock 11/03/2018 J( 1 ) 50,000 D $ 0.1 855,000 D
Common Stock 11/03/2018 J( 1 ) 280,000 D $ 0.1 475,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 0.1 01/22/2016 A 50,000 01/22/2016 01/21/2019 Common Stock 50,000 $ 0.1 50,000 D
Stock Option $ 0.18 03/27/2017 A 100,000 03/27/2017 03/26/2021 Common Stock 100,000 $ 0.18 150,000 D
Restricted Stock Units ( 3 ) 04/01/2017 A 25,000 10/07/2017 ( 3 ) Common Stock 25,000 ( 3 ) 175,000 D
Stock Option $ 0.12 01/21/2018 P 500,000 01/21/2018 01/21/2023 Common Stock 500,000 $ 0.12 675,000 D
Stock Option $ 0.12 10/25/2018 P 350,000 10/25/2018 10/25/2023 Common Stock 350,000 $ 0.12 1,025,000 D
Restricted Stock Units ( 3 ) 10/07/2018 A 25,000 10/07/2018 ( 3 ) Common Stock 25,000 ( 3 ) 1,050,000 D
Restricted Stock Units ( 3 ) 09/18/2018 A 100,000 09/18/2018 ( 3 ) Common Stock 100,000 ( 3 ) 1,150,000 D
Restricted Stock Units ( 3 ) 10/25/2018 A 150,000 ( 3 ) ( 3 ) Common Stock 150,000 ( 3 ) 1,000,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HALLERAN ARTHUR
6189 LIND LAKE PIT ROAD;
PO BOX 1476
FORT ST. JAMES, A1V0J 1P0
X President
Signatures
/s/ Arthur Halleran 12/03/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Disposition pursuant to matrimonial division of assets
( 2 )Conversion of RSUs to shares
( 3 )Each Restricted Stock Unit is a notional share of common shares of the Issuer, with a value of each Unit being equal to the Fair Market value of a share of common stock at any time.

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