Sec Form 4 Filing - Anton Arthur F @ Forest City Realty Trust, Inc. - 2018-04-13

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Anton Arthur F
2. Issuer Name and Ticker or Trading Symbol
Forest City Realty Trust, Inc. [ FCEA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Former Director
(Last) (First) (Middle)
29500 SOLON ROAD
3. Date of Earliest Transaction (MM/DD/YY)
04/13/2018
(Street)
SOLON, OH44139
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 19,888 D ( 1 )
Class A Common Stock 04/13/2018 M 4,038 A $ 15.8 34,598 D ( 2 )
Class A Common Stock 04/13/2018 M 4,463 A $ 17.72 39,061 D ( 2 )
Class A Common Stock 04/13/2018 M 5,412 A $ 14.74 44,473 D ( 2 )
Class A Common Stock 04/13/2018 M 4,557 A $ 17.6 49,030 D ( 2 )
Class A Common Stock 04/13/2018 M 4,743 A $ 18.73 53,773 D ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transactio n Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2010 Stock Option Grant (right to buy) $ 15.8 04/13/2018 M 4,038 12/13/2011( 3 ) 12/13/2020 Class A Common 4,038 $ 0 0 D ( 3 )
2011 Stock Option Grant (right to buy) $ 17.72 04/13/2018 M 4,463 04/13/2012( 4 ) 04/13/2021 Class A Common 4,463 $ 0 0 D ( 4 )
2012 Stock Option Grant (right to buy) $ 14.74 04/13/2018 M 5,412 04/11/2013( 5 ) 04/11/2022 Class A Common 5,412 $ 0 0 D ( 5 )
2013 Stock Option Grant (right to buy) $ 17.6 04/13/2018 M 4,557 04/08/2014( 6 ) 04/08/2023 Class A Common 4,557 $ 0 0 D ( 6 )
2014 Stock Option Grant (right to buy) $ 18.73 04/13/2018 M 4,743 03/28/2015( 7 ) 03/28/2024 Class A Common 4,743 $ 0 0 D ( 7 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Anton Arthur F
29500 SOLON ROAD
SOLON, OH44139
Former Director
Signatures
J. Matthew Shady, Attorney-In-Fact for Arthur F. Anton 04/17/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Direct registration account with transfer agent. 5,726 shares from the 2017 Restricted Stock Grant vested on 3/24/2018 and were transferred to this account.
( 2 )Shares held direct in street account.
( 3 )2010 Stock Option Grant - 33.33% exercisable 12/13/2011; 33.33% exercisable 12/13/2012; and 33.33% exercisable 12/13/2013.
( 4 )2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
( 5 )2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
( 6 )2013 Stock Option Grant - 33.33% exercisable 4/08/2014; 33.33% exercisable 4/08/2015; and 33.33% exercisable 4/08/2016.
( 7 )2014 Stock Option Grant - 100% exercisable 3/28/2015.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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