Sec Form 4 Filing - MacDonald Neil B @ Hewlett Packard Enterprise Co - 2020-10-23

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MacDonald Neil B
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, GM of Compute
(Last) (First) (Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 6280 AMERICA CENTER DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
10/23/2020
(Street)
SAN JOSE, CA95002
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/23/2020 M 13,047 A $ 9.48 15,704.333 ( 1 ) D
Common Stock 10/23/2020 F 4,512 D $ 9.48 11,192.333 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 2 ) 07/01/2020 A 96.78 ( 3 ) ( 3 ) ( 3 ) Common Stock 96.78 ( 3 ) 4,250.9385 D
Restricted Stock Units ( 2 ) 07/01/2020 A 412.15 ( 4 ) ( 4 ) ( 4 ) Common Stock 412.15 ( 4 ) 17,716.7228 D
Restricted Stock Units ( 2 ) 10/23/2020 M 13,047 ( 5 ) ( 5 ) ( 5 ) Common Stock 13,047 ( 5 ) 26,091 D
Restricted Stock Units ( 2 ) 07/01/2020 A 868.79 ( 6 ) ( 6 ) ( 6 ) Common Stock 868.79 ( 6 ) 36,283.3997 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MacDonald Neil B
C/O HEWLETT PACKARD ENTERPRISE COMPANY
6280 AMERICA CENTER DRIVE
SAN JOSE, CA95002
SVP, GM of Compute
Signatures
Derek Windham as Attorney-in-Fact for Neil B MacDonald 10/26/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The total beneficial ownership includes the acquisition of 12.7680 shares at $9.42 per share received on 07/01/20 through dividends paid in shares and 12.9110 shares at $9.77 per share received on 10/07/20 through dividends paid in shares.
( 2 )Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
( 3 )As previously reported, on 12/07/17, the reporting person was granted 11,603 restricted stock units ("RSUs"), 3,867 of which vested on 12/07/18, 3,868 of which vested on 12/07/19, and 3,868 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 49.2739 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 47.5087 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.
( 4 )As previously reported, on 12/10/18, the reporting person was granted 24,708 RSUs, 8,236 of which vested on 12/10/19, and 8,236 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 209.8344 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 202.3173 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.
( 5 )As previously reported, on 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which vested on 10/23/20, 12,484 of which will vest on 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 477.1083 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 460.0164 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 includes 563 vested dividend equivalent rights and a de minimus adjustment of 0.7911 due to fractional rounding of the dividend equivalent rights.
( 6 )As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

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