Sec Form 4 Filing - Ricci Jeff T @ Hewlett Packard Enterprise Co - 2018-06-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Ricci Jeff T
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, Controller & PAO
(Last) (First) (Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 3000 HANOVER STREET
3. Date of Earliest Transaction (MM/DD/YY)
06/01/2018
(Street)
PALO ALTO, CA94304
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/01/2018 M 72,595 A $ 8.62 72,595 D
Common Stock 06/01/2018 S 72,595 ( 1 ) D $ 15.403 ( 2 ) 0 D
Common Stock 06/01/2018 M 17,000 A $ 8.83 17,000 D
Common Stock 06/01/2018 S 17,000 ( 1 ) D $ 15.403 ( 2 ) 0 D
Common Stock 06/01/2018 M 25,073 A $ 15.53 25,073 D
Common Stock 06/01/2018 F 8,802 D $ 15.53 16,271 D
Common Stock 06/01/2018 M 17,616 A $ 15.53 33,887 D
Common Stock 06/01/2018 F 8,587 D $ 15.53 25,300 D
Common Stock 06/05/2018 S 25,300 ( 1 ) D $ 15.5456 ( 3 ) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) ( 6 ) $ 8.62 06/01/2018 M 72,595 11/02/2016( 4 ) 11/02/2023( 5 ) Common Stock 72,595 $ 0 0 D
Employee Stock Option (Right to Buy) ( 6 ) $ 8.83 06/01/2018 M 17,000 12/09/2016( 4 ) 12/09/2023( 5 ) Common Stock 17,000 $ 0 0 D
Restricted Stock Units ( 7 ) 06/01/2018 M 25,073 ( 8 ) ( 8 ) ( 8 ) Common Stock 25,073 ( 8 ) 0 D
Restricted Stock Units ( 7 ) 06/01/2018 M 17,616 ( 9 ) ( 9 ) ( 9 ) Common Stock 17,616 ( 9 ) 0 D
Restricted Stock Units ( 7 ) 01/03/2018 A 193.297 ( 10 ) ( 10 ) ( 10 ) Common Stock 193.297 ( 10 ) 20,946.297 D
Restricted Stock Units ( 7 ) 01/03/2018 A 564.8658 ( 11 ) ( 11 ) ( 11 ) Common Stock 564.8658 ( 11 ) 60,339.8658 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ricci Jeff T
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO, CA94304
SVP, Controller & PAO
Signatures
Derek Windham as Attorney-in-Fact for Jeff T. Ricci 06/05/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/18.
( 2 )The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.33 to $15.49. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
( 3 )The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.45 to $15.635. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
( 4 )This option became exercisable beginning on this date.
( 5 )This option is no longer exercisable beginning on this date.
( 6 )This option reflects post spin-off conversion adjustments previously reported.
( 7 )Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
( 8 )As previously reported, on 11/02/15 the reporting person was granted 43,133 Restricted Stock Units ("RSUs"), 14,377 of which vested on 11/02/16, 24,196 of which vested on 11/02/17, and 24,196 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 123.4490 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 105.20 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 877 vested dividend equivalent rights and a de minimus adjustment of 0.3510 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
( 9 )As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 86.7347 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 73.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 616 vested dividend equivalent rights and a de minimus adjustment of 0.3523 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
( 10 )As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which vested on 12/07/17, 10,227 of which will vest on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.2970 dividend equivalent rights being reported include 104.3622 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 88.9348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
( 11 )As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 564.8658 dividend equivalent rights being reported include 304.9745 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 259.8913 at $17.25 per RSU credited to the reporting person's account on 04/04/18.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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