Sec Form 4 Filing - HSU CHRISTOPHER P @ Hewlett Packard Enterprise Co - 2017-03-29

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
HSU CHRISTOPHER P
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, GM Software
(Last) (First) (Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 3000 HANOVER STREET
3. Date of Earliest Transaction (MM/DD/YY)
03/29/2017
(Street)
PALO ALTO, CA94304
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/29/2017 S 31,421 ( 1 ) D $ 23.5 31,422 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 2 ) 01/04/2017 A 128.7887 ( 3 ) ( 3 ) ( 3 ) Common Stock 128.7887 ( 3 ) 48,358.5166 D
Restricted Stock Units ( 2 ) 01/04/2017 A 42.609 ( 4 ) ( 4 ) ( 4 ) Common Stock 42.609 ( 4 ) 15,927.609 D
Restricted Stock Units ( 2 ) 01/04/2017 A 98.3842 ( 5 ) ( 5 ) ( 5 ) Common Stock 98.3842 ( 5 ) 36,453.3593 D
Restricted Stock Units ( 2 ) 01/04/2017 A 286.9424 ( 6 ) ( 6 ) ( 6 ) Common Stock 286.9424 ( 6 ) 105,070.942 D
Restricted Stock Units ( 2 ) 01/04/2017 A 93.3284 ( 7 ) ( 7 ) ( 7 ) Common Stock 93.3284 ( 7 ) 34,173.3284 D
Restricted Stock Units ( 2 ) 01/04/2017 A 224.6228 ( 8 ) ( 8 ) ( 8 ) Common Stock 224.6228 ( 8 ) 81,261.6228 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HSU CHRISTOPHER P
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO, CA94304
EVP, GM Software
Signatures
Derek Windham as Attorney-in-Fact for Christopher P. Hsu 03/30/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/17.
( 2 )Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
( 3 )As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 128.7887 dividend equivalent rights being reported reflect 128.7887 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
( 4 )As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 15,372 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6090 dividend equivalent rights being reported reflect 42.6090 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
( 5 )As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, and 17,747 of which will vest on each of 05/27/17 and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 98.3842 dividend equivalent rights being reported reflect 98.3842 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
( 6 )As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, and 51,760 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 286.9424 dividend equivalent rights being reported reflect 286.9424 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
( 7 )As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 93.3284 dividend equivalent rights being reported reflect 93.3284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.
( 8 )As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 224.6228 dividend equivalent rights being reported reflect 224.6228 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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