Sec Form 4 Filing - YOUNGJOHNS ROBERT @ Hewlett Packard Enterprise Co - 2016-11-02

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
YOUNGJOHNS ROBERT
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP and GM, HP Software
(Last) (First) (Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 3000 HANOVER STREET
3. Date of Earliest Transaction (MM/DD/YY)
11/02/2016
(Street)
PALO ALTO, CA94304
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/02/2016 M 58,215 A $ 22.02 58,215 D
Common Stock 11/02/2016 F 30,378 D $ 22.02 27,837 D
Common Stock 11/02/2016 M 179,890 A $ 14.49 207,727 D
Common Stock 11/02/2016 S 179,890 ( 1 ) D $ 22.009 ( 2 ) 27,837 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security : Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $ 14.49 11/02/2016 M 179,890 11/02/2016( 3 ) 11/02/2023( 4 ) Common Stock 179,890 $ 0 359,781 D
Restricted Stock Units ( 5 ) 10/31/2016 A 28.3224 ( 6 ) ( 6 ) ( 6 ) Common Stock 28.3224 ( 6 ) 12,175.3366 D
Restricted Stock Units ( 5 ) 10/31/2016 A 42.6219 ( 7 ) ( 7 ) ( 7 ) Common Stock 42.6219 ( 7 ) 18,074.6219 D
Restricted Stock Units ( 5 ) 10/31/2016 A 94.2686 ( 8 ) ( 8 ) ( 8 ) Common Stock 94.2686 ( 8 ) 39,799.184 D
Restricted Stock Units ( 5 ) 11/02/2016 M 58,215 ( 9 ) ( 9 ) ( 9 ) Common Stock 58,215 ( 9 ) 116,426 D
Restricted Stock Units ( 5 ) 10/31/2016 A 154.5263 ( 10 ) ( 10 ) ( 10 ) Common Stock 154.5263 ( 10 ) 63,902.1714 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
YOUNGJOHNS ROBERT
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO, CA94304
EVP and GM, HP Software
Signatures
Derek Windham as Attorney-in-Fact for Robert Youngjohns 11/03/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/12/16.
( 2 )The price in Column 4 is a weighted average price. The prices actually paid ranged from $21.87 to $22.15. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
( 3 )This option became exercisable beginning on this date.
( 4 )This option is no longer exercisable beginning on this date.
( 5 )Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
( 6 )As previously reported, on 12/11/13 the reporting person was granted 19,300 restricted stock units ("RSUs"), 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 28.3224 dividend equivalent rights being reported reflect 28.3224 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
( 7 )As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, 17,413 of which vested on 07/17/16, and 17,413 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6219 dividend equivalent rights being reported reflect 42.6219 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
( 8 )As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 94.2686 dividend equivalent rights being reported reflect 94.2686 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
( 9 )As previously reported, on 11/02/15 the reporting person was granted 172,533 RSUs, 57,511 of which vested on 11/02/16, 57,511 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 422.3104 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 704 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4378 shares due to the rounding of fractional shares.
( 10 )As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/ 18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 154.5263 dividend equivalent rights being reported reflect 154.5263 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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