Sec Form 4 Filing - Ricci Jeff T @ Hewlett Packard Enterprise Co - 2016-07-29

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Ricci Jeff T
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, Controller & PAO
(Last) (First) (Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 3000 HANOVER STREET
3. Date of Earliest Transaction (MM/DD/YY)
07/29/2016
(Street)
PALO ALTO, CA94304
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/29/2016 M 28,776 A $ 19.7 28,776 D
Common Stock 07/29/2016 S 28,776 ( 1 ) D $ 21.4 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $ 19.7 07/29/2016 M 28,776 04/21/2010( 2 ) 04/21/2017( 3 ) Common Stock 28,776 $ 0 0 D
Restricted Stock Units ( 4 ) 07/06/2016 A 17.4266 ( 5 ) ( 5 ) ( 5 ) Common Stock 17.4266 ( 5 ) 6,119.6235 D
Restricted Stock Units ( 4 ) 07/06/2016 A 22.4005 ( 6 ) ( 6 ) ( 6 ) Common Stock 22.4005 ( 6 ) 7,795.4005 D
Restricted Stock Units ( 4 ) 07/06/2016 A 23.9878 ( 7 ) ( 7 ) ( 7 ) Common Stock 23.9878 ( 7 ) 8,272.5139 D
Restricted Stock Units ( 4 ) 07/06/2016 A 128.9302 ( 8 ) ( 8 ) ( 8 ) Common Stock 128.9302 ( 8 ) 43,554.3106 D
Restricted Stock Units ( 4 ) 07/06/2016 A 90.5796 ( 9 ) ( 9 ) ( 9 ) Common Stock 90.5796 ( 9 ) 30,598.9908 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ricci Jeff T
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO, CA94304
SVP, Controller & PAO
Signatures
Derek Windham as Attorney-in-Fact for Jeff T. Ricci 08/02/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/03/16.
( 2 )This option became exercisable beginning on this date.
( 3 )This option is no longer exercisable beginning on this date.
( 4 )Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
( 5 )As previously reported, on 12/11/13 the reporting person was granted 9,726 RSUs, 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 17.4266 dividend equivalent rights being reported reflect 17.4266 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
( 6 )As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 7,494 of which will vest on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 22.4005 dividend equivalent rights being reported reflect 22.4005 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
( 7 )As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 23.9878 dividend equivalent rights being reported reflect 23.9878 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
( 8 )As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which will vest on 11/02/16, and 14,378 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 128.9302 dividend equivalent rights being reported reflect 128.9302 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
( 9 )As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 90.5796 dividend equivalent rights being reported reflect 90.5796 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.

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