Sec Form 4 Filing - Baldock Philip Charles @ ARRIS International plc - 2018-03-29

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Baldock Philip Charles
2. Issuer Name and Ticker or Trading Symbol
ARRIS International plc [ ARRS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, CHIEF INFORMATION OFFICER
(Last) (First) (Middle)
3871 LAKEFIELD DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
03/29/2018
(Street)
SUWANEE, GA30024
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 03/29/2018 M 2,608 ( 1 ) A $ 0 11,207 D
Ordinary Shares 03/29/2018 S 1,304 ( 2 ) D $ 26.3 9,903 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Shares (T) 170329 ( 3 ) $ 0 03/29/2018 M 2,608 ( 1 ) 03/29/2012 ( 4 ) Ordinary Shares 14,980 $ 0 12,372 D
Restricted Shares (T) 170329 ( 3 ) $ 0 03/29/2018 F 1,137 ( 5 ) 03/29/2012 ( 4 ) Ordinary Shares 12,372 $ 26.27 11,235 D
Restricted Shares (T) 160707 ( 3 ) $ 0 07/07/2020 ( 4 ) Ordinary Shares 12,008 12,008 D
Restricted Shares (P) 160707 ( 6 ) $ 0 01/31/2019 ( 4 ) Ordinary Shares 32,020 32,020 D
Restricted Shares (P) 170329 ( 6 ) $ 0 01/31/2020 ( 4 ) Ordinary Shares 29,960 29,960 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Baldock Philip Charles
3871 LAKEFIELD DRIVE
SUWANEE, GA30024
SVP, CHIEF INFORMATION OFFICER
Signatures
/s/ Patrick W. Macken, Attorney-in-Fact 04/02/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
( 2 )Shares sold subject to an existing Rule 10b5-1 Sales Plan.
( 3 )Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
( 4 )This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
( 5 )Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
( 6 )Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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