Sec Form 4 Filing - Tactic Pharma LLC @ Monopar Therapeutics - 2019-12-18

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Tactic Pharma LLC
2. Issuer Name and Ticker or Trading Symbol
Monopar Therapeutics [ MNPR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O 1000 SKOKIE BLVD, STE 350,
3. Date of Earliest Transaction (MM/DD/YY)
12/18/2019
(Street)
WILMETTE, IL60091
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common stock 12/18/2019 P 125,000 A $ 8 291,667 D ( 1 )
Common stock 4,111,272.88 I See Footnotes (1) and (2) ( 1 ) ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Tactic Pharma LLC
C/O 1000 SKOKIE BLVD, STE 350
WILMETTE, IL60091
X
Mazar Andrew Paul
1000 SKOKIE BLVD, STE 350
WILMETTE, IL60091
X X Chief Scientific Officer
Robinson Chandler
1000 SKOKIE BLVD, STE 350
WILMETTE, IL60091
X X Chief Executive Officer
O'Halloran Thomas V.
1000 SKOKIE BLVD., STE 350
WILMETTE, IL60091
X
Brown Michael J
C/O EURONET WORLDWIDE, INC.
3500 COLLEGE BLVD
LEAWOOD, KS66211
X X
Signatures
/s/ Kim R. Tsuchimoto, Attorney-in-fact 12/20/2019
Signature of Reporting Person Date
/s/ Kim R. Tsuchimoto, Attorney-in-fact 12/20/2019
Signature of Reporting Person Date
/s/Kim R. Tsuchimoto, Attorney-in-fact 12/20/2019
Signature of Reporting Person Date
/s/Kim R. Tsuchimoto, Attorney-in-fact 12/20/2019
Signature of Reporting Person Date
/s/ Kim R. Tsuchimoto, Attorney-In-Fact 12/20/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This Form 4 is being filed on behalf of Tactic Pharma LLC, an Illinois limited liability company ("Tactic"), and its managers, Andrew P. Mazar, Chandler D. Robinson, Michael J. Brown, and Thomas V. O'Halloran (collectively, the "Reporting Persons"). The managers collectively have voting control over the securities described herein. The managers each disclaim ownership of the shares of common stock owned by Tactic, except to the extent of their pecuniary interest therein.
( 2 )Tactic has voting and investment power over 4,111,272.88 of the shares of common stock held by TacticGem LLC.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.