Sec Form 4 Filing - Dalbergia Investments LLC @ GCP Applied Technologies Inc. - 2018-10-02

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Dalbergia Investments LLC
2. Issuer Name and Ticker or Trading Symbol
GCP Applied Technologies Inc. [ GCP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1 CAMPUS DRIVE,
3. Date of Earliest Transaction (MM/DD/YY)
10/02/2018
(Street)
PARSIPPANY, NJ07054
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.01 par value 10/02/2018 P 7,820 A $ 26.3988 ( 1 ) 4,091,752 D ( 2 ) ( 3 ) ( 4 )
Common Stock, $0.01 par value 10/02/2018 P 10,000 A $ 26.4 4,101,752 D ( 2 ) ( 3 ) ( 4 )
Common Stock, $0.01 par value 10/03/2018 P 49,080 A $ 26.2213 ( 5 ) 4,150,832 D ( 2 ) ( 3 ) ( 4 )
Common Stock, $0.01 par value 10/04/2018 P 10,000 A $ 26.1131 ( 6 ) 4,160,832 D ( 2 ) ( 3 ) ( 4 )
Common Stock, $0.01 par value 10/04/2018 P 25,000 A $ 26.2952 ( 7 ) 4,185,832 D ( 2 ) ( 3 ) ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Dalbergia Investments LLC
1 CAMPUS DRIVE
PARSIPPANY, NJ07054
X
Standard Industries Inc.
1 CAMPUS DRIVE
PARSIPPANY, NJ07054
X
Standard Industries Holdings Inc.
1011 CENTRE ROAD
SUITE 315
WILMINGTON, DE19805
X
G-I Holdings Inc.
1 CAMPUS DRIVE
PARSIPPANY, NJ07054
X
G Holdings LLC
1 CAMPUS DRIVE
PARSIPPANY, NJ07054
X
G Holdings Inc.
1 CAMPUS DRIVE
PARSIPPANY, NJ07054
X
Signatures
Dalbergia Investments LLC, By: /s/ John Rebele, Executive Vice President and Chief Financial Officer 10/04/2018
Signature of Reporting Person Date
Standard Industries Inc., By: /s/ John Rebele, Executive Vice President and Chief Financial Officer 10/04/2018
Signature of Reporting Person Date
Standard Industries Holdings Inc., By: /s/ John Rebele, Executive Vice President and Chief Financial Officer 10/04/2018
Signature of Reporting Person Date
G-I Holdings Inc., By: /s/ John Rebele, Executive Vice President and Chief Financial Officer 10/04/2018
Signature of Reporting Person Date
G Holdings LLC, By: /s/ John Rebele, Executive Vice President and Chief Financial Officer 10/04/2018
Signature of Reporting Person Date
G Holdings Inc., By: /s/ John Rebele, Executive Vice President and Chief Financial Officer 10/04/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.3825 to $26.5000. The Reporting Persons (as defined in footnote 2 below) undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes 1, 5, 6, and 7 to this Form 4.
( 2 )In addition to Dalbergia Investments LLC, a Delaware limited liability company ("Dalbergia"), this Form 4 is being filed jointly by Standard Industries Inc., a Delaware corporation ("Standard Industries"), Standard Industries Holdings Inc., a Delaware corporation ("Standard Holdings"), G-I Holdings Inc., a Delaware corporation ("G-I Holdings"), G Holdings LLC, a Delaware limited liability company ("G Holdings LLC"), and G Holdings Inc., a Delaware corporation ("G Holdings Inc.," and all of the foregoing, collectively, the "Reporting Persons"). The principal business address of Dalbergia, Standard Industries, G-I Holdings, G Holdings LLC and G Holdings Inc. is 1 Campus Drive, Parsippany, New Jersey 07054. The principal business address of Standard Holdings is 1011 Centre Road, Suite 315, Wilmington, Delaware 19805.
( 3 )The securities reported on this Form 4 (the "Subject Securities") are held directly by Dalbergia. Standard Industries is the sole owner of Dalbergia, and each of Standard Holdings, G-I Holdings, G Holdings LLC and G Holdings Inc. is directly or indirectly a controlling owner of Standard Industries.
( 4 )Dalbergia, Standard Industries, Standard Holdings, G-I Holdings, G Holdings LLC and G Holdings Inc., as entities with direct and indirect holdings, respectively, in the Subject Securities, may be deemed to beneficially own the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Securities except to the extent of any pecuniary interest therein.
( 5 )The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.0400 to $26.3800.
( 6 )The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.0400 to $26.1600.
( 7 )The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.2146 to $26.3300.

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