Sec Form 4 Filing - Ansanelli Joseph @ Sumo Logic, Inc. - 2021-03-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Ansanelli Joseph
2. Issuer Name and Ticker or Trading Symbol
Sumo Logic, Inc. [ SUMO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
305 MAIN STREET
3. Date of Earliest Transaction (MM/DD/YY)
03/15/2021
(Street)
REDWOOD CITY, CA94063
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/15/2021 J( 1 ) 3,386,788 D $ 0 13,532,834 I See footnote ( 2 )
Common Stock 03/15/2021 J( 3 ) 304,912 D $ 0 1,218,356 I See footnote ( 4 )
Common Stock 03/15/2021 J( 5 ) 108,300 D $ 0 432,742 I See footnote ( 6 )
Common Stock 03/15/2021 J 69,862 ( 7 ) A $ 0 94,862 ( 8 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially O wned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ansanelli Joseph
305 MAIN STREET
REDWOOD CITY, CA94063
X
Signatures
/s/ Katherine Haar, Attorney-in-fact 03/17/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Greylock XIII Limited Partnership ("Greylock XIII LP") effected a distribution of Common Stock shares of the Issuer to its limited and general partners on a pro rata basis, for no consideration.
( 2 )These shares are held of record by Greylock XIII LP. The Reporting Person disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by the Reporting Person of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
( 3 )Greylock XIII-A Limited Partnership ("Greylock XIII-A LP") effected a distribution of Common Stock shares of the Issuer to its limited and general partners on a pro rata basis, for no consideration.
( 4 )These shares are held of record by Greylock XIII-A LP. The Reporting Person disclaims beneficial ownership of the securities held by Greylock XIII-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by the Reporting Person of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
( 5 )Greylock XIII Principals LLC ("Greylock XIII Principals") effected a distribution of Common Stock shares of the Issuer to its members on a pro rata basis, for no consideration.
( 6 )These shares are held of record by Greylock XIII Principals. The Reporting Person disclaims beneficial ownership of the securities held by Greylock XIII Principals except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by the Reporting Person of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
( 7 )Shares that were received by the Reporting Person in connection with pro rata distributions by Greylock XIII LP and Greylock XIII-A LP.
( 8 )Certain of these shares are represented by previously reported restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continued role as a service provider to the Issuer.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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