Sec Form 3 Filing - GUNTHER JESSE OMEGA @ Altabancorp - 2020-06-12

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
GUNTHER JESSE OMEGA
2. Issuer Name and Ticker or Trading Symbol
Altabancorp [ PUB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1311 DELAWARE AVE SW S726,
3. Date of Earliest Transaction (MM/DD/YY)
06/12/2020
(Street)
WASHINGTON, DC20024
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 1 ) ( 2 ) 52,140 D ( 3 )
Common Stock ( 1 ) ( 2 ) 45,522 D ( 4 )
Common Stock ( 1 ) ( 2 ) 52,478 D ( 5 )
Common Stock ( 1 ) ( 2 ) 46,560 I See Footnote ( 6 )
Common Stock ( 1 ) ( 2 ) 720,000 I See Footnote ( 7 )
Common Stock ( 1 ) ( 2 ) 78,365 I See Footnote ( 8 )
Common Stock ( 1 ) ( 2 ) 87,596 I See Footnote ( 9 )
Common Stock ( 1 ) ( 2 ) 422,704 I See Footnote ( 10 )
Common Stock ( 1 ) ( 2 ) 91,951 D ( 11 )
Common Stock ( 1 ) ( 2 ) 34,022 D ( 12 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
GUNTHER JESSE OMEGA
1311 DELAWARE AVE SW S726
WASHINGTON, DC20024
X
GUNTHER JANSEN ORVILLE
50 EAST SOUTH TEMPLE
SUITE 400
SALT LAKE CITY, UT84111
X
GUNTHER JULIA KELSEY
3000 TRIUMPH BLVD
SUITE 240
LEHI, UT84043
X
PAUL & MIRIAM THOMAS FAMILY TRUST
2016 EAST CAROLINA LANE
TEMPE, AZ85284
X
HETS LLC
1255 W RIO SALADO PKWY STE 215
TEMPE, AZ85281
X
BLAINE GUNTHER INVESTMENTS, L.C.
1567 WEST 3500 NORTH
PLEASANT GROVE, UT84062
X
BLAINE C. GUNTHER TRUST
75 EAST 1010 NORTH
AMERICAN FORK, UT84003
X
JOHN W. HOWARD II & KRISTIN G. HOWARD TRUST
81 SOUTH 700 EAST
AMERICAN FORK, UT84003
X
GUNTHER ANNE MARIE
11295 NORTH 5710 WEST
HIGHLAND, UT84003
X
GUNTHER SCOTT BRINTON
7387 S CAMPUS VIEW DRIVE
WEST JORDAN, UT84084
X
Signatures
/s/ Dale O. Gunther - Attorney-in-Fact 07/09/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock as disclosed in a Schedule 13D, filed on behalf of the Reporting Persons on June 12, 2020. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. To enable all of the Reporting Persons to gain access to the SEC's electronic filing systems (which only accepts a maximum of 10 joint filers per report), this report is the third of four reports being filed with the SEC relating to the Schedule 13D filed by Dale O. Gunther and the other Reporting Persons on June 12, 2020.
( 2 )Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or her or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
( 3 )Shares of Common Stock beneficially owned by Jesse Omega Gunther.
( 4 )Shares of Common Stock beneficially owned by Jansen Orville Gunther.
( 5 )Shares of Common Stock beneficially owned by Julia Kelsey Gunther.
( 6 )Shares of Common Stock beneficially owned by HETS, LLC, and Arizona limited liability company, which is owned by The Eric and Heather Thomas Living Trust. Eric Neal Sabourin and Heather Thomas-Sabourin are the managers of HETS, LLC, sharing voting and dispositive power.
( 7 )Shares of Common Stock beneficially owned by Blaine Gunther Investments, L.C., a Utah limited liability company, managed by its members who share voting and dispositive power: Blaine C. Gunther, his wife Linda Gunther, and their adult children Kristin Gunther Howard, Jonathan Blaine Gunther, Anne Marie Gunther, and Scott Gunther.
( 8 )Shares of Common Stock beneficially owned by The Blaine C. Gunther Trust, a Utah Trust, of which Blaine C. Gunther and Linda Gunther are trustees sharing voting and dispositive power.
( 9 )Shares of Common Stock beneficially owned by The John W. Howard II and Kristin G. Howard Trust FBO Howard Family Trust U/A Jan. 3, 2002, a Utah trust, of which John W. Howard II and Kristin Gunther Howard are trustees sharing voting and dispositive power.
( 10 )Shares of Common Stock beneficially owned by The Paul and Miriam Thomas Family LLC, an Arizona limited liability company, which is owned by The Paul Y. Thomas and Miriam G. Thomas Revocable Living Trust. Paul Y. Thomas and Miriam G. Thomas are the managing members of The Paul and Miriam Thomas Family LLC, sharing voting and dispositive power.
( 11 )Shares of Common Stock beneficially owned by Anne Marie Gunther.
( 12 )Shares of Common Stock beneficially owned by Scott Brinton Gunther.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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