Sec Form 4 Filing - Forrester John @ Cushman & Wakefield plc - 2020-08-06

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Forrester John
2. Issuer Name and Ticker or Trading Symbol
Cushman & Wakefield plc [ CWK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Global President
(Last) (First) (Middle)
225 WEST WACKER DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
08/06/2020
(Street)
CHICAGO, IL60606
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 08/06/2020 M 9,803.9 A $ 0 133,521.7 D
Ordinary Shares 08/06/2020 M 29,411.7 A $ 0 162,933.4 D
Ordinary Shares 08/06/2020 M 9,803.9 A $ 0 172,737.3 D
Ordinary Shares 08/06/2020 M 29,411.8 A $ 0 202,149.1 D
Ordinary Shares 08/06/2020 F 36,864 D $ 10.54 165,285.1 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) 08/06/2020 M 9,803.9 ( 2 ) ( 2 ) Ordinary Shares 9,803.9 $ 0 0 D
Restricted Stock Units ( 1 ) 08/06/2020 M 29,411.7 ( 2 ) ( 2 ) Ordinary Shares 29,411.7 $ 0 0 D
Restricted Stock Units ( 1 ) 08/06/2020 M 9,803.9 ( 3 ) ( 3 ) Ordinary Shares 9,803.9 $ 0 0 D
Restricted Stock Units ( 1 ) 08/06/2020 M 29,411.8 ( 3 ) ( 3 ) Ordinary Shares 29,411.8 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Forrester John
225 WEST WACKER DRIVE
CHICAGO, IL60606
Global President
Signatures
/s/ Brett Soloway, attorney-in-fact 08/10/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.
( 2 )Restricted stock units granted on March 8, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. Vested restricted stock units by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them 24 months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.
( 3 )Restricted stock units granted on March 8, 2018 and vest upon the occurrence of a liquidity event in which TPG Asia VI SF Pte. Ltd, PAGAC Drone Holding I LP and 2339532 Ontario Ltd and/or their respective affiliates achieve a multiple of money of at least 2.0. In each of the foregoing, vesting of the RSUs is subject to continued employment through the applicable vesting date. Vested RSUs by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them 24 months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.

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