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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Exchangeable Preferred Interests (
15
) |
$
0.31 (
5
) |
07/03/2019 |
|
P |
|
2,000 |
|
(
6
) |
(
6
) |
Common Stock |
6,068,362 |
$
1,000 |
2,000 |
I |
See Footnotes (
4
) (
16
) |
Exchangeable Preferred Interests (
15
) |
$
0.31 (
5
) |
12/24/2019
|
|
P |
|
18,470.14 |
|
(
6
) |
(
6
) |
Common Stock |
56,041,749 |
$
1,000 |
20,470.14 |
I |
See Footnotes (
4
) (
16
) |
Exchangeable Preferred Interests (
12
) |
$
0.31 (
5
) |
02/21/2020 |
|
C |
|
|
249.06 |
(
6
) |
(
6
) |
Common Stock |
755,699 |
(
2
) |
146.65 |
I |
See Footnotes (
4
) (
16
) |
Exchangeable Preferred Interests (
13
) |
$
0.31 (
5
) |
02/21/2020 |
|
C |
|
|
199.24 |
(
6
) |
(
6
) |
Common Stock |
856,456 |
(
2
) |
117.32 |
I |
See Footnotes (
4
) (
16
) |
Exchangeable Preferred Interests (
14
) |
$
0.31 (
5
) |
02/21/2020 |
|
C |
|
|
282.27 |
(
6
) |
(
6
) |
Common Stock |
604,544 |
(
2
) |
166.2 |
I |
See Footnotes (
4
) (
16
) |
Exchangeable Preferred Interests (
15
) |
$
0.31 (
5
) |
02/21/2020 |
|
C |
|
|
12,884 |
(
6
) |
(
6
) |
Common Stock |
39,092,389 |
(
2
) |
7,586 |
I |
See Footnotes (
4
) (
16
) |
Series A Convertible Preferred Stock (
15
) |
$
1.2226 |
02/21/2020 |
|
J(
1
) |
|
|
273,475 |
(
7
) |
(
7
) |
Common Stock |
334,351 |
(
1
) |
2,395,758 |
I |
See Footnotes (
4
) (
16
) |
Series A Convertible Preferred Stock (
11
) |
$
1.2226 |
02/21/2020 |
|
C |
|
|
2,395,758 |
(
7
) |
(
7
) |
Common Stock |
2,929,054 |
(
2
) |
0 |
I |
See Footnotes (
4
) (
16
) |
Series A Convertible Preferred Stock (
12
) |
$
1.2226 |
02/21/2020 |
|
J(
1
) |
|
25,638 |
|
(
7
) |
(
7
) |
Common Stock |
31,345 |
(
1
) |
25,638 |
I |
See Footnotes (
4
) (
16
) |
Series A Convertible Preferred Stock (
13
) |
$
1.2226 |
02/21/2020 |
|
J(
1
) |
|
28,031 |
|
(
7
) |
(
7
) |
Common Stock |
34,271 |
(
1
) |
28,031 |
I |
See Footnotes (
4
) (
16
) |
Series A Convertible Preferred Stock (
14
) |
$
1.2226 |
02/21/2020 |
|
J(
1
) |
|
19,485 |
|
(
7
) |
(
7
) |
Common Stock |
23,822 |
(
1
) |
19,485 |
I |
See Footnotes (
4
) (
16
) |
Series A Convertible Preferred Stock (
12
) |
$
1.2226 |
02/21/2020 |
|
C |
|
29,248 |
|
(
7
) |
(
7
) |
Common Stock |
35,759 |
(
2
) |
54,886 |
I |
See Footnotes (
4
) (
16
) |
Series A Convertible Preferred Stock (
13
) |
$
1.2226 |
02/21/2020 |
|
C |
|
33,149 |
|
(
7
) |
(
7
) |
Common Stock |
40,528 |
(
2
) |
61,180 |
I |
See Footnotes (
4
) (
16
) |
Series A Convertible Preferred Stock (
14
) |
$
1.2226 |
02/21/2020 |
|
C |
|
23,398 |
|
(
7
) |
(
7
) |
Common Stock |
28,606 |
(
2
) |
42,883 |
I |
See Footnotes (
4
) (
16
) |
Series A Convertible Preferred Stock (
15
) |
$
1.2226 |
02/21/2020 |
|
C |
|
1,513,000 |
|
(
7
) |
(
7
) |
Common Stock |
1,849,794 |
(
2
) |
1,513,000 |
I |
See Footnotes (
4
) (
16
) |
Series A Convertible Preferred Stock (
15
) |
$
1.2226 |
02/26/2020 |
|
J(
7
) |
|
|
1,493,638 |
(
7
) |
(
7
) |
Common Stock |
1,826,121 |
(
3
) |
19,362 |
I |
See Footnotes (
4
) (
16
) |
Series A Convertible Preferred Stock (
13
) |
$
1.2226 |
02/26/2020 |
|
J(
7
) |
|
1,164,872 |
|
(
7
) |
(
7
) |
Common Stock |
1,424,173 |
(
3
) |
1,226,052 |
I |
See Footnotes (
4
) (
16
) |
Series A Convertible Preferred Stock (
14
) |
$
1.2226 |
02/26/2020 |
|
J(
7
) |
|
69,714 |
|
(
7
) |
(
7
) |
Common Stock |
85,232 |
(
3
) |
112,597 |
I |
See Footnotes (
4
) (
16
) |
Restricted Stock Units (
8
) |
(
9
) |
|
|
|
|
|
|
(
8
) |
(
8
) |
Common Stock |
12,324 |
|
12,324 |
D |
|
Restricted Stock Units (
10
) |
(
9
) |
|
|
|
|
|
|
(
10
) |
(
10
) |
Common Stock |
59,574 |
|
59,574 |
D |
|
|
|