Sec Form 4 Filing - FTVentures Management III, L.L.C. @ CardConnect Corp. - 2017-07-06

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
FTVentures Management III, L.L.C.
2. Issuer Name and Ticker or Trading Symbol
CardConnect Corp. [ CCN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O FTV CAPITAL, 555 CALIFORNIA STREET, SUITE 2850
3. Date of Earliest Transaction (MM/DD/YY)
07/06/2017
(Street)
SAN FRANCISCO, CA94190
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/06/2017 D 9,756,030 D 0 I By FTVentures III, L:P.
Common Stock 07/06/2017 D 528,983 D 0 I By FTVentures III-N, L:P.
Common Stock 07/06/2017 D 317,390 D 0 I By FTVentures III-T, L:P.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
FTVentures Management III, L.L.C.
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850
SAN FRANCISCO, CA94190
X
FTVentures III LP
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850
SAN FRANCISCO, CA94190
X
FTVentures III N LP
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850
SAN FRANCISCO, CA94190
X
FTVentures III TLP
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850
SAN FRANCISCO, CA94190
X
Bernstein Bradford E
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850
SAN FRANCISCO, CA94190
X
HAYNES DAVID
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850
SAN FRANCISCO, CA94190
X
HURET ROBERT A
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850
SAN FRANCISCO, CA94190
X
HALE JAMES C III
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850
SAN FRANCISCO, CA94190
X
Signatures
FTVentures Management III, L.L.C., /s/ David A. Haynes 07/06/2017
Signature of Reporting Person Date
FTVentures III, L.P. /s/ David A. Haynes 07/06/2017
Signature of Reporting Person Date
FTVentures III-N, L.P., /s/ David A. Haynes 07/06/2017
Signature of Reporting Person Date
FTVentures III-T, L.P. /s/ David A. Haynes 07/06/2017
Signature of Reporting Person Date
Brad E. Bernstein /s/ David A. Haynes by Power of Attorney 07/06/2017
Signature of Reporting Person Date
/s/ David A. Haynes 07/06/2017
Signature of Reporting Person Date
Robert A. Huret /s/ David A. Haynes by Power of Attorney 07/06/2017
Signature of Reporting Person Date
James C. Hale /s/ David A. Haynes by Power of Attorney 07/06/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.