Sec Form 4 Filing - Surface Carol A @ Medtronic plc - 2018-07-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Surface Carol A
2. Issuer Name and Ticker or Trading Symbol
Medtronic plc [ MDT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, Chief HR Officer
(Last) (First) (Middle)
710 MEDTRONIC PKWY MS LC300
3. Date of Earliest Transaction (MM/DD/YY)
07/30/2018
(Street)
MINNEAPOLIS, MN55432
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 07/30/2018 A( 1 ) 8,233 A $ 0 46,654 ( 2 ) D
Ordinary Shares 535 I NQ Ret Plan Sup
Ordinary Shares 1,571 I 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisa ble Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 89.08 07/30/2018 A 49,707 07/30/2019( 3 ) 07/30/2028 Ordinary Shares 49,707 $ 0 49,707 D
Stock Option (Right to Buy) $ 89.08 07/30/2018 A 1,695 07/30/2019( 3 ) 07/30/2028 Ordinary Shares 1,695 $ 0 1,695 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Surface Carol A
710 MEDTRONIC PKWY MS LC300
MINNEAPOLIS, MN55432
SVP, Chief HR Officer
Signatures
/s/ Rhonda L. Ingalsbe, Attorney-in-fact 08/01/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The restrictions on these restricted stock units shall lapse 100% on the third anniversary of the Grant Date if the Company's cumulative non-GAAP diluted earnings per share ("EPS") growth during the 36-month period ending on the last day of the Company's fiscal year 2021 equals or exceeds a 3% cumulative compound annual growth rate, as determined by the Compensation Committee.
( 2 )This balance increased by 211 shares due to exempt transactions such as dividend reinvestment.
( 3 )These options become exercisable at the rate of 25% of the shares granted per year beginning on the first anniversary of grant.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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