Sec Form 4 Filing - Hackman Gregory V. @ Boot Barn Holdings, Inc. - 2020-11-09

Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security.

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The following is an SEC EDGAR document rendered as filed.
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Hackman Gregory V.
2. Issuer Name and Ticker or Trading Symbol
Boot Barn Holdings, Inc. [ BOOT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, COO & CFO
(Last)
(First)
(Middle)
C/O BOOT BARN HOLDINGS, INC., 15345 BARRANCA PKWY
3. Date of Earliest Transaction (MM/DD/YY)
11/09/2020
(Street)
IRVINE, CA92618
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/09/2020M 25,678 A $ 19.3 51,841 D
Common Stock 11/09/2020S 25,678 D $ 42.0015 ( 1 ) 26,163 ( 2 ) D
Common Stock 19,494 ( 3 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options $ 19.3 11/09/2020M 25,678 ( 4 )01/26/2023 Common Stock 25,678 $ 42.0015 54,322 D
Options $ 6.15 ( 4 )06/05/2025 Common Stock 20,247 20,247 D
Options $ 7.11 ( 4 )05/20/2024 Common Stock 22,000 22,000 D
Options $ 20.94 ( 5 )05/21/2030 Common Stock 12,506 12,506 D
Options $ 23.57 ( 5 )08/09/2030 Common Stock 12,020 12,020 D
Options $ 23.92 ( 5 )05/24/2026 Common Stock 28,667 28,667 D
Options $ 24.08 ( 5 )05/21/2030 Common Stock 13,347 13,347 D
Options $ 28.63 ( 5 )05/20/2029 Common Stock 12,429 12,429 D
Options $ 28.82 ( 4 )06/09/2023 Common Stock 6,506 6,506 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Hackman Gregory V.
C/O BOOT BARN HOLDINGS, INC.
15345 BARRANCA PKWY
IRVINE, CA92618
EVP, COO & CFO
Signatures
/s/ Gregory V. Hackman11/12/2020
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reflects the weighted average price of sales on November 9, 2020. The shares were sold in multiple transactions at prices ranging from $42.00 to $42.04, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
( 2 )Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of November 9, 2020 that are not subject to further vesting conditions.
( 3 )Consists of the number of shares of common stock held by the reporting person as of November 9, 2020 that remain subject to time-based vesting.
( 4 )The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.
( 5 )The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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