Sec Form 4 Filing - WINTERS II CHARLES W. @ Alpine 4 Technologies Ltd. - 2020-01-20

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
WINTERS II CHARLES W.
2. Issuer Name and Ticker or Trading Symbol
Alpine 4 Technologies Ltd. [ ALPP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chrmn of Board; Director
(Last) (First) (Middle)
2525 E. ARIZONA BILTMORE CIR, SUITE 237
3. Date of Earliest Transaction (MM/DD/YY)
01/20/2020
(Street)
PHOENIX, AZ85016
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 1 ) 01/20/2020 P( 2 ) 600,000 ( 1 ) ( 1 ) Class A Common Stock 600,000 $ 0.15 ( 2 ) 1,300,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
WINTERS II CHARLES W.
2525 E. ARIZONA BILTMORE CIR, SUITE 237
PHOENIX, AZ85016
X Chrmn of Board; Director
Signatures
/s/Charlie Winters 01/20/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock at any time at the option of the reporting person. There is no expiration of the conversion right. Each one share of Class B Common Stock is convertible into one share of Class A Common Stock. There is no exercise or conversion price payable.
( 2 )The Issuer and the Reporting Person agreed to convert outstanding salary owed to the Reporting Person in the amount of $90,000 into shares of the Issuer's Class B common stock. The conversion price was $0.15 per share. The Class B Common stock is convertible into the Class A common stock on a share-for-share basis.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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