Sec Form 4 Filing - von Prondzynski Heino @ Quotient Ltd - 2019-07-31

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
von Prondzynski Heino
2. Issuer Name and Ticker or Trading Symbol
Quotient Ltd [ QTNT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O QUOTIENT LIMITED, 28 ESPLANADE
3. Date of Earliest Transaction (MM/DD/YY)
07/31/2019
(Street)
ST HELIER, Y9JE2 3QA
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 07/31/2019 M 7,427 A 177,955 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Ordinary share Option (Right to Buy) $ 11.62 ( 2 ) 10/31/2025 Ordinary share 4,303 4,303 D
Ordinary share Option (Right to Buy) $ 5.73 ( 3 ) 10/31/2026 Ordinary share 8,726 8,726 D
Restricted Stock Units ( 1 ) ( 4 ) ( 4 ) Ordinary share 12,634 12,634 D
Ordinary share Option (Right to Buy) $ 5.21 ( 5 ) 10/31/2027 Ordinary share 9,597 9,597 D
Restricted Stock Units ( 1 ) ( 6 ) ( 6 ) Ordinary share 2,879 2,879 D
Restricted Stock Units ( 1 ) 07/31/2019 M 4,680 ( 7 ) ( 7 ) Ordinary share 4,680 $ 0 4,680 D
Restricted Stock Units ( 1 ) 07/31/2019 M 2,747 ( 8 ) ( 8 ) Ordinary share 2,747 $ 0 2,748 D
Ordinary share Option (Right to Buy) $ 6.41 ( 9 ) 10/31/2028 Ordinary share 6,240 6,240 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
von Prondzynski Heino
C/O QUOTIENT LIMITED
28 ESPLANADE
ST HELIER, Y9JE2 3QA
X
Signatures
/s/ Heino von Prondzynski, by Allein Sabel his attorney in fact 08/01/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted Stock Units convert into ordinary shares on a one-for-one basis.
( 2 )All 4,303 options have vested and remain exercisable.
( 3 )5,818 options have vested and remain exercisable, 2,908 options will vest on October 31, 2019.
( 4 )On September 4, 2017, the reporting person was granted 25,268 restricted stock units, of which 12,634 restricted stock units have vested and have been exercised. The remaining 12,634 restricted stock units will vest on September 4, 2019.
( 5 )3,199 options vested on October 31, 2018 and remain exercisable, 3,199 options will vest on October 31, 2019 and 3,199 options will vest on October 31, 2020.
( 6 )On October 31, 2017, the Reporting Person was granted 5,758 restricted stock units, of which 2,879 have vested and have been exercised. The remaining 2,879 restricted stock units will vest on October 31, 2019.
( 7 )On October 31, 2018, the Reporting Person was granted 18,721 restricted stock units, of which 14,041 have vested and have been exercised. The remaining 4,680 restricted stock units will vest on October 31, 2019.
( 8 )On October 31, 2018, the Reporting Person was granted 10,990 restricted stock units, of which 8,242 have vested and have been exercised. The remaining 2,748 restricted stock units will vest on October 31, 2019.
( 9 )The options vest and become exercisable in three equal annual installments beginning October 31, 2019.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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