Sec Form 4 Filing - Gennadios Aristippos @ Catalent, Inc. - 2015-04-01

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Gennadios Aristippos
2. Issuer Name and Ticker or Trading Symbol
Catalent, Inc. [ CTLT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
See Remarks
(Last) (First) (Middle)
C/O CATALENT, INC., 14 SCHOOLHOUSE ROAD
3. Date of Earliest Transaction (MM/DD/YY)
04/01/2015
(Street)
SOMERSET, NJ08873
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/01/2015 M 4,690 A $ 12.14 12,606 D
Common Stock 04/01/2015 F( 1 ) 3,072 D $ 30.61 9,534 D
Common Stock 04/01/2015 S 883 D $ 30.61 ( 2 ) 8,651 D
Common Stock 04/01/2015 M 30,310 A $ 10.71 38,961 D
Common Stock 04/01/2015 F( 1 ) 17,227 D $ 30.61 21,734 D
Common Stock 04/01/2015 S 13,083 D $ 30.61 ( 2 ) 8,651 D
Common Stock 04/01/2015 M 11,760 A $ 10.71 20,411 D
Common Stock 04/01/2015 F( 1 ) 6,703 D $ 30.61 13,708 D
Common Stock 04/01/2015 S 5,057 D $ 30.61 ( 2 ) 8,651 D
Common Stock 04/01/2015 M 14,000 A $ 12.14 22,651 D
Common Stock 04/01/2015 F( 1 ) 9,625 D $ 30.61 13,026 D
Common Stock 04/01/2015 S 4,375 D $ 30.61 ( 2 ) 8,651 D
Common Stock 04/01/2015 M 4,704 A $ 12.14 13,355 D
Common Stock 04/01/2015 F( 1 ) 3,234 D $ 30.61 10,121 D
Common Stock 04/01/2015 S 1,470 D $ 30.61 ( 2 ) 8,651 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options to purchase common stock $ 14.29 04/01/2015 M 4,690 05/07/2008( 3 ) 05/07/2017 Common Stock 4,690 $ 0 0 D
Options to purchase common stock $ 10.71 04/01/2015 M 30,310 10/23/2010( 4 ) 10/23/2019 Common Stock 30,310 $ 0 0 D
Options to purchase common stock $ 10.71 04/01/2015 M 11,760 10/23/2010( 5 ) 10/23/2019 CommonStock 11,760 $ 0 0 D
Options to purchase common stock $ 12.14 04/01/2015 M 14,000 02/08/2012( 6 ) 02/08/2021 Common Stock 14,000 $ 0 3,500 D
Options to purchase common stock $ 12.14 04/01/2015 M 4,704 02/08/2012( 7 ) 02/08/2021 common Stock 4,704 $ 0 1,176 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Gennadios Aristippos
C/O CATALENT, INC.
14 SCHOOLHOUSE ROAD
SOMERSET, NJ08873
See Remarks
Signatures
Christine Caputo, by power of attorney 04/03/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options.
( 2 )These shares were sold in multiple transactions at prices ranging from $30.19 to $30.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 3 )On May 7, 2007, the reporting person was granted an option to purchase 4,690 shares of common stock of the Issuer, which vested and became exercisable in five equal annual installments beginning on May 7, 2008.
( 4 )On October 23, 2009, the reporting person was granted an option to purchase 30,310 shares of common stock of the Issuer, which vest and become exercisable in five equal annual installments beginning on October 23, 2010.
( 5 )On October 23, 2009, the reporting person was granted an option to purchase 11,760 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2010, 2011, 2012, 2013 and 2014. The performance criteria for 2010, 2011, 2012, 2013 and 2014 were met, resulting in vesting of the option as to 11,760 shares.
( 6 )On February 8, 2011, the reporting person was granted an option to purchase 17,500 shares of common stock of the Issuer, which vest and become exercisable in five equal annual installments beginning on February 8, 2012.
( 7 )On February 8, 2011, the reporting person was granted an option to purchase 5,880 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2011, 2012, 2013, 2014 and 2015. The performance criteria for 2011, 2012, 2013 and 2014 were met, resulting in vesting of the option as to 4,704 shares.

Remarks:
President, Softgel Technologies

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.