Sec Form 4 Filing - Miao Graham G @ AgroFresh Solutions, Inc. - 2021-04-14

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Miao Graham G
2. Issuer Name and Ticker or Trading Symbol
AgroFresh Solutions, Inc. [ AGFS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
C/O AGROFRESH SOL., INC. ONE WA SQUARE, 510-530 WALNUT ST., SUITE 1350
3. Date of Earliest Transaction (MM/DD/YY)
04/14/2021
(Street)
PHILADELPHIA, PA19106
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/14/2021 F 25,807 D $ 2.26 190,300 ( 1 ) D
Common Stock 47,409 ( 2 ) D
Common Stock 52,581 ( 3 ) D
Common Stock 20,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Miao Graham G
C/O AGROFRESH SOL., INC. ONE WA SQUARE
510-530 WALNUT ST., SUITE 1350
PHILADELPHIA, PA19106
Chief Financial Officer
Signatures
/s/ Jason Simon, Attorney-in-Fact 04/16/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Reporting Person was granted 216,107 restricted shares in 2020, vesting in three equal annual installments beginning on April 14, 2021. 25,807 shares were forfeited effective April 14, 2021 in satisfaction of taxes payable upon vesting.
( 2 )Reporting Person was granted 62,450 restricted shares in 2019, vesting in three equal annual installments beginning on March 29, 2020. Certain of these shares were previously forfeited in satisfaction of taxes payable upon vesting.
( 3 )The Reporting Person was granted 59,435 restricted shares in 2018, vesting in three equal annual installments beginning on August 30, 2019.Certain of these shares were previously forfeited in satisfaction of taxes payable upon vesting.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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