|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock Option (right to buy) |
$
2 |
12/18/2017 |
|
M |
|
|
27,241 |
(
1
) |
02/15/2018 |
Common Stock |
27,241 |
$
0 |
0 |
I |
See Footnotes (
14
) (
16
) |
Stock Option (right to buy) |
$
2 |
12/18/2017 |
|
M |
|
|
259 |
(
1
) |
02/15/2018 |
Common Stock |
259 |
$
0 |
0 |
I |
See Footnotes (
15
) (
16
) |
Stock Option (right to buy) |
$
3 |
12/18/2017 |
|
M |
|
|
5,227 |
(
2
) |
02/15/2018 |
Common Stock |
5,227 |
$
0 |
0 |
I |
See Footnotes (
14
) (
16
) |
Stock Option (right to buy) |
$
3 |
12/18/2017 |
|
M |
|
|
50 |
(
2
) |
02/15/2018 |
Common Stock |
50 |
$
0 |
0 |
I |
See Footnotes (
15
) (
16
) |
Stock Option (right to buy) |
$
2.62 |
12/18/2017 |
|
M |
|
|
6,654 |
(
3
) |
02/15/2018 |
Common Stock |
6,654 |
$
0 |
0 |
I |
See Footnotes (
14
) (
16
) |
Stock Option (right to buy) |
$
2.62 |
12/18/2017 |
|
M |
|
|
63 |
(
3
) |
02/15/2018 |
Common Stock |
63 |
$
0 |
0 |
I |
See Footnotes (
15
) (
16
) |
Stock Option (right to buy) |
$
1.94 |
12/18/2017 |
|
M |
|
|
8,717 |
(
4
) |
02/15/2018 |
Common Stock |
8,717 |
$
0 |
0 |
I |
See Footnotes (
14
) (
16
) |
Stock Option (right to buy) |
$
1.94 |
12/18/2017 |
|
M |
|
|
83 |
(
4
) |
02/15/2018 |
Common Stock |
83 |
$
0 |
0 |
I |
See Footnotes (
15
) (
16
) |
Stock Option (right to buy) |
$
1.62 |
12/18/2017 |
|
M |
|
|
10,180 |
(
5
) |
02/15/2018 |
Common Stock |
10,180 |
$
0 |
0 |
I |
See Footnotes (
14
) (
16
) |
Stock Option (right to buy) |
$
1.62 |
12/18/2017 |
|
M |
|
|
97 |
(
5
) |
02/15/2018 |
Common Stock |
97 |
$
0 |
0 |
I |
See Footnotes (
15
) (
16
) |
Stock Option (right to buy) |
$
1.59 |
12/18/2017 |
|
M |
|
|
19,811 |
(
6
) |
02/15/2018 |
Common Stock |
19,811 |
$
0 |
0 |
I |
See Footnotes (
14
) (
16
) |
Stock Option (right to buy) |
$
1.59 |
12/18/2017 |
|
M |
|
|
189 |
(
6
) |
02/15/2018 |
Common Stock |
189 |
$
0 |
0 |
I |
See Footnotes (
15
) (
16
) |
Stock Option (right to buy) |
$
2.05 |
12/18/2017 |
|
M |
|
|
8,097 |
(
7
) |
02/15/2018 |
Common Stock |
8,097 |
$
0 |
0 |
I |
See Footnotes (
14
) (
16
) |
Stock Option (right to buy) |
$
2.05 |
12/18/2017 |
|
M |
|
|
77 |
(
7
) |
02/15/2018 |
Common Stock |
77 |
$
0 |
0 |
I |
See Footnotes (
15
) (
16
) |
Stock Option (right to buy) |
$
1.73 |
12/18/2017 |
|
M |
|
|
9,642 |
(
8
) |
02/15/2018 |
Common Stock |
9,642 |
$
0 |
0 |
I |
See Footnotes (
14
) (
16
) |
Stock Option (right to buy) |
$
1.73 |
12/18/2017 |
|
M |
|
|
92 |
(
8
) |
02/15/2018 |
Common Stock |
92 |
$
0 |
0 |
I |
See Footnotes (
15
) (
16
) |
Stock Option (right to buy) |
$
1.64 |
12/18/2017 |
|
M |
|
|
10,182 |
(
9
) |
02/15/2018 |
Common Stock |
10,182 |
$
0 |
0 |
I |
See Footnotes (
14
) (
16
) |
Stock Option (right to buy) |
$
1.64 |
12/18/2017 |
|
M |
|
|
97 |
(
9
) |
02/15/2018 |
Common Stock |
97 |
$
0 |
0 |
I |
See Footnotes (
15
) (
16
) |
Stock Option (right to buy) |
$
2.01 |
12/18/2017 |
|
M |
|
|
14,858 |
(
10
) |
02/15/2018 |
Common Stock |
14,858 |
$
0 |
0 |
I |
See Footnotes (
14
) (
16
) |
Stock Option (right to buy) |
$
2.01 |
12/18/2017 |
|
M |
|
|
142 |
(
10
) |
02/15/2018 |
Common Stock |
142 |
$
0 |
0 |
I |
See Footnotes (
15
) (
16
) |
Stock Option (right to buy) |
$
2.01 |
12/18/2017 |
|
M |
|
|
10,216 |
(
11
) |
02/15/2018 |
Common Stock |
10,216 |
$
0 |
0 |
I |
See Footnotes (
14
) (
16
) |
Stock Option (right to buy) |
$
2.01 |
12/18/2017 |
|
M |
|
|
97 |
(
11
) |
02/15/2018 |
Common Stock |
97 |
$
0 |
0 |
I |
See Footnotes (
15
) (
16
) |
Stock Option (right to buy) |
$
2.32 |
12/18/2017 |
|
M |
|
|
10,447 |
(
12
) |
02/15/2018 |
Common Stock |
10,447 |
$
0 |
0 |
I |
See Footnotes (
14
) (
16
) |
Stock Option (right to buy) |
$
2.32 |
12/18/2017 |
|
M |
|
|
99 |
(
12
) |
02/15/2018 |
Common Stock |
99 |
$
0 |
0 |
I |
See Footnotes (
15
) (
16
) |
Stock Option (right to buy) |
$
5.64 |
12/18/2017 |
|
M |
|
|
4,971 |
(
13
) |
02/15/2018 |
Common Stock |
4,971 |
$
0 |
0 |
I |
See Footnotes (
14
) (
16
) |
Stock Option (right to buy) |
$
5.64 |
12/18/2017 |
|
M |
|
|
47 |
(
13
) |
02/15/2018 |
Common Stock |
47 |
$
0 |
0 |
I |
See Footnotes (
15
) (
16
) |
|