Sec Form 4 Filing - WARGO J DAVID @ Liberty Global plc - 2021-04-13

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
WARGO J DAVID
2. Issuer Name and Ticker or Trading Symbol
Liberty Global plc [ LBTY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
161 HAMMERSMITH ROAD
3. Date of Earliest Transaction (MM/DD/YY)
04/13/2021
(Street)
LONDON, X0
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Share Option A (right to buy) $ 34.44 04/13/2021 D( 1 ) 5,716 ( 1 )( 2 ) 06/26/2021 Class A Ordinary Shares 5,716 ( 1 ) 0 D
Share Option A (right to buy) $ 34.44 04/13/2021 A( 1 ) 5,716 ( 1 )( 2 ) 06/26/2024 Class A Ordinary Shares 5,716 ( 1 ) 5,716 D
Share Option C (right to buy) $ 33.06 04/13/2021 D( 1 ) 11,379 ( 1 )( 2 ) 06/26/2021 Class C Ordinary Shares 11,379 ( 1 ) 0 D
Share Option C (right to buy) $ 33.06 04/13/2021 A( 1 ) 11,379 ( 1 )( 2 ) 06/26/2024 Class C Ordinary Shares 11,379 ( 1 ) 11,379 D
Share Option A (right to buy) $ 44.46 04/13/2021 D( 1 ) 4,303 ( 1 )( 2 ) 06/25/2022 Class A Ordinary Shares 4,303 ( 1 ) 0 D
Share Option A (right to buy) $ 44.46 04/13/2021 A( 1 ) 4,303 ( 1 )( 2 ) 06/25/2025 Class A Ordinary Shares 4,303 ( 1 ) 4,303 D
Share Option C (right to buy) $ 41.41 04/13/2021 D( 1 ) 8,548 ( 1 )( 2 ) 06/25/2022 Class C Ordinary Shares 8,548 ( 1 ) 0 D
Share Option C (right to buy) $ 41.41 04/13/2021 A( 1 ) 8,548 ( 1 )( 2 ) 06/25/2025 Class C Ordinary Shares 8,548 ( 1 ) 8,548 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
WARGO J DAVID
161 HAMMERSMITH ROAD
LONDON, X0
X
Signatures
/s/ Kelly A. Johnson, Attorney-in-Fact 04/15/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.
( 2 )Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Remarks:
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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