Sec Form 4/A Filing - LYON WILLIAM H @ Taylor Morrison Home Corp - 2020-02-06

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
LYON WILLIAM H
2. Issuer Name and Ticker or Trading Symbol
Taylor Morrison Home Corp [ TMHC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O TAYLOR MORRISON HOME CORPORATION, 4900 N. SCOTTSDALE ROAD, SUITE 2000
3. Date of Earliest Transaction (MM/DD/YY)
02/06/2020
(Street)
SCOTTSDALE, AZ85251
4. If Amendment, Date Original Filed (MM/DD/YY)
02/10/2020
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/06/2020 A 57,127 A 57,127 I By Trust ( 2 ) ( 3 )
Common Stock 2,346 I By Trust ( 4 )
Common Stock 3,853,915 I By LLC ( 5 )
Common Stock 263,122 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
LYON WILLIAM H
C/O TAYLOR MORRISON HOME CORPORATION
4900 N. SCOTTSDALE ROAD, SUITE 2000
SCOTTSDALE, AZ85251
X
Signatures
/s/ William H. Lyon 06/02/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On February 6, 2020, pursuant to that certain Agreement and Plan of Merger dated November 5, 2019 (the "Merger Agreement") among Taylor Morrison Home Corporation (the "Issuer"), Tower Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and William Lyon Homes, Merger Sub merged with and into William Lyon Homes (the "Merger"), with William Lyon Homes surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Class A common stock and Class B common stock of William Lyon Homes (other than certain excluded shares as described in the Merger Agreement) was automatically converted into the right to receive (A) 0.8000 fully paid and non-assessable shares of the Issuer's common stock, having a market value of approximately $21.86 on the date prior to the effective date of the Merger, and (B) $2.50 in cash, without interest.
( 2 )On February 10, 2020, the reporting person filed a Form 4 that inadvertently omitted the indirect ownership of common stock held by The William and Willa Dean Lyon Family Trust, of which the Reporting Person is co-trustee. In fact, on February 6, 2020, The William and Willa Dean Lyon Family Trust acquired 57,127 shares of the Issuer's common stock as described further in footnote 1.
( 3 )Held by The William and Willa Dean Lyon Family Trust of which the Reporting Person is co-trustee.
( 4 )Held by the William Harwell Lyon Separate Property Trust established July 28, 2000 of which the Reporting Person is trustee.
( 5 )Held by Lyon Shareholder 2012, LLC ("Lyon LLC"). The member of Lyon LLC are the William Harwell Lyon Separate Property Trust established July 28, 2000 (the "Lyon Separate Property Trust"), the Lyon Shareholder 2012 Irrevocable Trust No. 1 established December 24, 2012, and the Lyon Shareholder 2012 Irrevocable Trust No. 2 established December 24, 2012 (collectively, the "Lyon Trusts"). The Reporting Person is the manager of Lyon LLC and the trustee of the Lyon Trusts, and in such capacities, has voting and investment power with respect to securities held by Lyon LLC. The Reporting Person is also the beneficiary of each of the Lyon Trusts.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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