Sec Form 4 Filing - LAWRENCE PETER J.L. @ Gaucho Group Holdings, Inc. - 2020-09-28

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person LAWRENCE PETER J.L. 2. Issuer Name and Ticker or Trading Symbol Gaucho Group Holdings, Inc. [ VINO] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) 5 LANDSDOWNE CRESCENT 3. Date of Earliest Transaction (MM/DD/YY) 09/28/2020 (Street) LONDON,, X0W11 2NH 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 10,729 I See Footnote ( 1 ) Common Stock 184,971 D ( 2 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Stock Option $ 0.605 09/28/2020 A 100,000 ( 3 ) 09/28/2025 Common Stock 100,000 $ 0 100,000 D Stock Option $ 0.385 ( 4 ) 07/08/2024 Common Stock 150,000 150,000 D Stock Option $ 0.385 ( 5 ) 01/31/2024 Common Stock 50,000 50,000 D Stock Option $ 0.539 ( 6 ) 09/20/2023 Common Stock 200,000 200,000 D Stock Option $ 1.1 ( 7 ) 12/17/2022 Common Stock 50,000 50,000 D Stock Option ( 8 ) $ 2.2 07/19/2018 07/19/2021 Common Stock 200,000 200,000 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other LAWRENCE PETER J.L. 5 LANDSDOWNE CRESCENT LONDON,, X0W11 2NH X Signatures /s/ Peter J.L. Lawrence 10/09/2020 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Shares held by Mr. Lawrence and his spouse as trustees of the Peter Lawrence 1992 Settlement Trust. ( 2 )Of which 13,043 shares were automatically converted from Series A Preferred Stock to common stock on July 14, 2014 on a 1:1 basis pursuant to the effectiveness of AWLD's Form 10 filed with the SEC on May 14, 2014. ( 3 )Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 25,000 shares vest on 9/28/21; thereafter options to acquire 6,250 shares vest every three months. ( 4 )Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 37,500 shares vest on 7/8/20; thereafter options to acquire 9,375 shares vest every three months. ( 5 )Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 12,500 shares vest on 1/31/20; thereafter options to acquire 3,125 shares vest every three months. ( 6 )Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 50,000 shares vest on 9/20/19; thereafter options to acquire 12,500 shares vest every three months. ( 7 )Options granted pursuant to AWLD's 2016 Equity Incentive Plan; options to acquire 12,500 shares vest on 12/17/18; thereafter options to acquire 3,125 shares vest every three months. ( 8 )Options granted pursuant to AWLD's 2008 Equity Incentive Plan.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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