Sec Form 3 Filing - Yorke Justin W @ Canfield Medical Supply, Inc. - 2020-03-31

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Yorke Justin W
2. Issuer Name and Ticker or Trading Symbol
Canfield Medical Supply, Inc. [ CNMF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Secretary
(Last) (First) (Middle)
4120 BOARDMAN-CANFIELD ROAD
3. Date of Earliest Transaction (MM/DD/YY)
03/31/2020
(Street)
CANFIELD, OH44406
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 8,436,000 I By WesBev LLC ( 1 )
Common Stock 4,194,033 I By JMW Fund, LLC ( 1 )
Common Stock 3,846,436 I By San Gabriel Fund, LLC ( 1 )
Common Stock 2,297,436 I By Richland Fund, LLC ( 1 )
Common Stock 127,840 I By San Gabriel Advisors, LLC PSP FBO Justin Yorke ( 1 )
Common Stock 249,695 I By San Gabriel Advisors, LLC PSP FBO John McGrain ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/D D/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant (Right to Buy) $ 1.5 03/31/2020 03/31/2023 Common Stock 35,837 I By JMW Fund, LLC ( 1 )
Warrant (Right to Buy) $ 0.25 03/31/2020 03/31/2023 Common Stock 485,774 I By JMW Fund, LLC ( 1 )
Warrant (Right to Buy) $ 1.5 03/31/2020 03/31/2023 Common Stock 31,733 I By San Gabriel Fund, LLC ( 1 )
Warrant (Right to Buy) $ 0.25 03/31/2020 03/31/2023 Common Stock 438,670 I By San Gabriel Fund, LLC ( 1 )
Warrant (Right to Buy) $ 1.5 03/31/2020 03/31/2023 Common Stock 17,789 I By Richland Fund, LLC ( 1 )
Warrant (Right to Buy) $ 0.25 03/31/2020 03/31/2023 Common Stock 438,478 I By Richland Fund, LLC ( 1 )
Warrant (Right to Buy) $ 1.5 03/31/2020 03/31/2023 Common Stock 3,835 I By San Gabriel Advisors, LLC PSP FBO Justin Yorke ( 1 )
Warrant (Right to Buy) $ 1.5 03/31/2020 03/31/2023 Common Stock 7,470 I By San Gabriel Advisors, LLC PSP FBO John McGrain ( 1 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Yorke Justin W
4120 BOARDMAN-CANFIELD ROAD
CANFIELD, OH44406
X X Secretary
Signatures
/s/ Justin Yorke 04/10/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Mr. Yorke is a manager of WesBev LLC, JMW Fund LLC, San Gabriel Fund LLC, Richland Fund LLC, San Gabriel Advisors, LLC PSP FBO Justin Yorke, and San Gabriel Advisors, LLC PSP FBO John McGrain, and as a result may be deemed to be the beneficial owner of securities listed in this Form 3.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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