Sec Form 4 Filing - Sweetman Charles H @ CU Bancorp - 2015-08-05

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Sweetman Charles H
2. Issuer Name and Ticker or Trading Symbol
CU Bancorp [ CUNB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O CU BANCORP 15821 VENTURA BLVD., SUITE 100
3. Date of Earliest Transaction (MM/DD/YY)
08/05/2015
(Street)
ENCINO, CA91436
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 25,100 I As Trustee of the Charles and Judith Sweetman Family Trust
Common Stock 2,000 ( 1 ) D
Common Stock 20,500 I As Trustee of the Charles H. Sweetman 1996 Trust
Common Stock 2,000 I As Member/Manager of Sweetman Properties LLC
Common Stock 1,000 I As Trustee of the Judith Sweetman Trust
Common Stock 3,150 I Charles H. Sweetman as Custodian under CUTMA for Kaylee J. Sweetman
Common Stock 2,650 I Charles H. Sweetman as Custodian under CUTMA for Patrick C. Roche
Common Stock 2,650 I Charles H. Sweetman as Custodian under CUTMA for the Sophia Rose Sweetman
Common Stock 08/05/2015 S 500 D $ 22.55 1,250 I Charles H. Sweetman as Custodian under CUTMA for Emily K. Roche
Common Stock 500 I Judith Sweetman as Custodian under CUTMA for Zachary A. Kosma
Common Stock 500 I Judith Sweetman as Custodian under CUTMA for Marcus Oliver Kosma
Common Stock 600 I Judith Sweetman as Custodian under CUTMA for Drake W. Radmacher
Common Stock 600 I Judith Sweetman as Custodian under CUTMA for Ivy K. Radmacher
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Sweetman Charles H
C/O CU BANCORP 15821 VENTURA BLVD.
SUITE 100
ENCINO, CA91436
X
Signatures
Charles H Sweetman, by: Anita Y. Wolman, Attorney-in-Fact 08/06/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.