Sec Form 4 Filing - Camp Garrett @ Uber Technologies, Inc - 2020-02-04

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Camp Garrett
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1455 MARKET STREET, 4TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
02/04/2020
(Street)
SAN FRANCISCO, CA94103
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/04/2020 S( 1 ) 18,439 D $ 38.0327 ( 2 ) 49,620,169 I Expa-1, LLC ( 3 )
Common Stock 02/04/2020 S( 1 ) 151,561 D $ 38.6941 ( 4 ) 49,468,608 I Expa-1, LLC ( 3 )
Common Stock 02/05/2020 S( 1 ) 143,685 D $ 37.2902 ( 5 ) 49,324,923 I Expa-1, LLC ( 3 )
Common Stock 02/05/2020 S( 1 ) 26,315 D $ 37.9895 ( 6 ) 49,298,608 I Expa-1, LLC ( 3 )
Common Stock 02/06/2020 S( 3 ) 170,000 D $ 37.032 ( 7 ) 49,128,608 I Expa-1, LLC ( 3 )
Common Stock 955,666 I Expa Holdings, Inc. ( 8 )
Common Stock 7,523,999 I RMG 2018 Trust ( 9 )
Common Stock 12,476,001 I RMG 2019 Trust ( 10 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Camp Garrett
1455 MARKET STREET, 4TH FLOOR
SAN FRANCISCO, CA94103
X
Signatures
/s/ Keir Gumbs by Power of Attorney for Garrett Camp 02/06/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.
( 10 )Mr. Camp serves as the sole trustee of RMG 2019 Trust and has sole voting and dispositive power over the shares held by RMG 2019 Trust.
( 2 )The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.30 to $38.29, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), and (7) to this Form 4.
( 3 )Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.
( 4 )The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.30 to $38.98, inclusive.
( 5 )The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.74 to $37.73, inclusive.
( 6 )The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.74 to $38.70, inclusive.
( 7 )The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.75 to $37.39, inclusive.
( 8 )Mr. Camp serves as the sole officer of Expa Holdings, Inc. and has sole voting and dispositive power over the shares held by Expa Holdings, Inc.
( 9 )Mr. Camp serves as the sole trustee of RMG 2018 Trust and has sole voting and dispositive power over the shares held by RMG 2018 Trust.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.