Sec Form 4 Filing - MORTON DAVID H JR @ Anaplan, Inc. - 2020-07-30

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person MORTON DAVID H JR 2. Issuer Name and Ticker or Trading Symbol Anaplan, Inc. [ PLAN] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chief Financial Officer (Last) (First) (Middle) 50 HAWTHORNE STREET 3. Date of Earliest Transaction (MM/DD/YY) 07/30/2020 (Street) SAN FRANCISCO, CA94105 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 07/30/2020 S( 1 ) 25,099 D $ 45.0467 ( 2 ) 30,620 ( 3 ) D Common Stock 07/30/2020 M( 4 ) 4,901 A $ 11.86 35,521 D Common Stock 07/30/2020 S( 1 ) 4,901 D $ 45.0692 ( 5 ) 30,620 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Stock Option (right to buy) $ 11.86 07/30/2020 M 4,901 ( 6 ) 09/13/2028 Common Stock 4,901 $ 0 144,064 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other MORTON DAVID H JR 50 HAWTHORNE STREET SAN FRANCISCO, CA94105 Chief Financial Officer Signatures /s/ Gary Spiegel, Attorney-in-Fact 08/03/2020 Signature of Reporting Person Date

Explanation of Responses:

( 1 )This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. ( 2 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $45 to $45.21, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. ( 3 )The Form 4 filed by the Reporting Person on June 12, 2020, inadvertently overstated the number of securities beneficially owned by the Reporting Person by 282 shares of common stock. The total reported in Column 5 corrects for that overstatement. ( 4 )This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. ( 5 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $45 to $45.18, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. ( 6 )25% of the stock option vested on September 10, 2019, with the remainder exercisable in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date; the option may also be exercised early subject to Issuer's right of repurchase.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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