Sec Form 4 Filing - Levitt Erik B @ HAMMER FIBER OPTICS HOLDINGS CORP - 2018-09-11

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Levitt Erik B
2. Issuer Name and Ticker or Trading Symbol
HAMMER FIBER OPTICS HOLDINGS CORP [ HMMR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO & President
(Last) (First) (Middle)
C/O HAMMER FIBER OPTICS HOLDINGS CORP., 401 EAST 34TH STREET, SUITE #N27J
3. Date of Earliest Transaction (MM/DD/YY)
09/11/2018
(Street)
NEW YORK, NY10016
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/11/2018 P 91,800 ( 1 ) A 91,800 I See Explanation of Responses ( 2 )
Common Stock 09/11/2018 A 665,808 ( 3 ) A 665,808 I See Explanation of Responses ( 2 )
Common Stock 09/11/2018 A 871,517 ( 4 ) A 871,517 I See Explanation of Responses ( 2 )
Common Stock 09/12/2018 P 199,954 ( 5 ) A 291,754 I See Explanation of Responses ( 2 )
Common Stock 01/07/2020 A 26,638 ( 6 ) A 692,446 I See Explanation of Responses ( 2 )
Common Stock 01/07/2020 A 52,542 ( 7 ) A 924,059 I See Explanation of Responses ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Levitt Erik B
C/O HAMMER FIBER OPTICS HOLDINGS CORP.
401 EAST 34TH STREET, SUITE #N27J
NEW YORK, NY10016
X CEO & President
Signatures
/s/ Erik B. Levitt 08/05/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On September 11, 2018, Mr. Levitt was indirectly issued 91,800 shares of the Issuer's common stock pursuant to the Stock Purchase Agreement by and between the Issuer, Shelcomm, Inc., 1stPoint Communications, LLC, Empire Ventures, LLC and Michael D. Schelin.
( 2 )Consists of entities controlled by Mr. Levitt.
( 3 )On September 11, 2018, Mr. Levitt was indirectly issued 665,808 restricted shares of the Issuer's common stock pursuant to the Stock Purchase Agreement by and between the Issuer, Endstream Communications, LLC, Manhattan Carrier Company, LLC, Andera Capital, LLC, Somerset Health Care Advisors, LLC and Castle Stone Holdings, LLC (the "Endstream Stock Purchase Agreement"). The restricted shares shall vest in five annual installments, beginning on January 2, 2020.
( 4 )On September 11, 2018, Mr. Levitt was indirectly issued 871,517 restricted shares of the Issuer's common stock pursuant to the Stock Purchase Agreement by and between the Issuer, 1stPoint Communications, LLC, Manhattan Carrier Company, LLC, Andera Capital, LLC, Somerset Health Care Advisors, LLC and Castle Stone Holdings, LLC (the "1stPoint Stock Purchase Agreement"). The restricted shares shall vest in five annual installments, beginning on January 2, 2020.
( 5 )On September 12, 2018, Mr. Levitt was indirectly issued 199,954 shares of the Issuer's common stock pursuant to the Stock Purchase Agreement by and between the Issuer, Open Data Centers, LLC, Data Center Infrastructure Holdings, LLC and ODCMG LLC.
( 6 )On January 7, 2020, Mr. Levitt was indirectly issued 26,638 restricted shares of the Issuer's common stock pursuant to the Second Amendment to the Endstream Stock Purchase Agreement. The restricted shares issued on January 7, 2020 vested immediately.
( 7 )On January 7, 2020, Mr. Levitt was indirectly issued 52,542 restricted shares of the Issuer's common stock pursuant to the Second Amendment to the 1stPoint Stock Purchase Agreement. The restricted shares issued on January 7, 2020 vested immediately.

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