Sec Form 4 Filing - Szoke Thomas Robert @ Ipsidy Inc. - 2018-05-31

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Szoke Thomas Robert
2. Issuer Name and Ticker or Trading Symbol
Ipsidy Inc. [ IDTY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Technology Officer
(Last) (First) (Middle)
C/O IPSIDY INC., 780 LONG BEACH BLVD.
3. Date of Earliest Transaction (MM/DD/YY)
05/31/2018
(Street)
LONG BEACH, NY11561
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $.0001 par value 05/31/2018 S( 1 ) 1,809,543 D $ 0.19 19,083,318 D
Common Stock, $.0001 par value 05/31/2018 S( 1 ) 1,315,940 D $ 0.19 0 I See footnote ( 2 )
Common Stock, $.0001 par value 3,000,000 I See footnote ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options ( 4 ) $ 0.45 09/25/2015 09/25/2025 Common Stock, $0.0001 par value per share 10,000,000 10,000,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Szoke Thomas Robert
C/O IPSIDY INC.
780 LONG BEACH BLVD.
LONG BEACH, NY11561
X Chief Technology Officer
Signatures
/s/Thomas Szoke 06/01/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On May 31, 2018, Mr. Szoke, a director and Chief Technology Officer of Ipsidy Inc. (the "Company") assigned an aggregate of 3,125,483 shares of common stock to two third parties in the settlement of the termination of debt owed in the aggregate amount of $602,822.
( 2 )Shares held by Thomas Szoke LLC. Mr. Szoke is an officer and principal of the entity, and he may be deemed the beneficial owner or the shares held by such entity.
( 3 )Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
( 4 )Mr. Szoke was granted the stock option for his services as an executive officer of the Company.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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