Sec Form 4 Filing - ROPER WILLIAM L @ Express Scripts Holding Co. - 2014-02-25

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
ROPER WILLIAM L
2. Issuer Name and Ticker or Trading Symbol
Express Scripts Holding Co. [ ESRX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O EXPRESS SCRIPTS HOLDING COMPANY, ONE EXPRESS WAY
3. Date of Earliest Transaction (MM/DD/YY)
02/25/2014
(Street)
ST. LOUIS, MO63121
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/25/2014 M 538 A $ 36.5 10,935.674 D
Common Stock 02/25/2014 M 10,644 A $ 34.79 21,579.674 D
Common Stock 02/25/2014 M 11,587 A $ 32.94 33,166.674 D
Common Stock 02/25/2014 M 9,835 A $ 43.66 43,001.674 D
Common Stock 02/25/2014 M 8,892 A $ 47.07 51,893.674 D
Common Stock 02/25/2014 S 41,496 D $ 74.075 ( 1 ) 10,397.674 D
Common Stock 52 I By IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , p uts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (Right-to-Buy) $ 36.5 02/25/2014 M 538 ( 3 ) 12/10/2017 Express Scripts Holding Company Common Stock 538 ( 2 ) 0 D
Non-Qualified Stock Option (Right-to-Buy) $ 34.79 02/25/2014 M 10,644 ( 4 ) 05/21/2018 Express Scripts Holding Company Common Stock 10,644 ( 2 ) 0 D
Non-Qualified Stock Option (Right-to-Buy) $ 32.94 02/25/2014 M 11,587 ( 5 ) 05/20/2019 Express Scripts Holding Company Common Stock 11,587 ( 2 ) 0 D
Non-Qualified Stock Option (Right-to-Buy) $ 43.66 02/25/2014 M 9,835 ( 6 ) 05/12/2020 Express Scripts Holding Company Common Stock 9,835 ( 2 ) 0 D
Non-Qualified Stock Option (Right-to-Buy) $ 47.07 02/25/2014 M 8,892 ( 7 ) 05/24/2021 Express Scripts Holding Company Common Stock 8,892 ( 2 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ROPER WILLIAM L
C/O EXPRESS SCRIPTS HOLDING COMPANY
ONE EXPRESS WAY
ST. LOUIS, MO63121
X
Signatures
/s/ William L. Roper 02/26/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.33, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
( 2 )Grant of stock options pursuant to the Medco Health Solutions, Inc. 2002 Stock Incentive Plan, and assumed by the Issuer under the Agreement and Plan of Merger, dated as of July 20, 2011, as amended on November 7, 2011, by and among Express Scripts, Inc., Medco Health Solutions, Inc., the Issuer, Aristotle Merger Sub, Inc., and Plato Merger Sub, Inc.
( 3 )All shares vested on December 11, 2008.
( 4 )All shares vested on May 22, 2009.
( 5 )All shares vested on May 21, 2010.
( 6 )All shares vested on May 12, 2011.
( 7 )All shares vested on May 24, 2012.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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