Sec Form 4 Filing - Bader Eric S @ Esquire Financial Holdings, Inc. - 2018-01-23

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Bader Eric S
2. Issuer Name and Ticker or Trading Symbol
Esquire Financial Holdings, Inc. [ ESQ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, CFO and Treasurer
(Last) (First) (Middle)
100 JERICHO QUADRANGLE, SUITE 100
3. Date of Earliest Transaction (MM/DD/YY)
01/23/2018
(Street)
JERICHO, NY11753
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/23/2018 A 7,500 ( 1 ) A $ 0 12,500 D
Common Stock 1,000 I By IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options $ 12.5 01/04/2011 01/04/2020 Common Stock 20,000 ( 2 ) 20,000 ( 2 ) D
Stock Options $ 12.5 08/01/2015 08/01/2024 Common Stock 6,550 ( 3 ) 6,550 ( 3 ) D
Stock Options $ 12.5 09/01/2016 09/01/2025 Common Stock 17,785 ( 4 ) 17,785 ( 4 ) D
Stock Options $ 12.5 09/01/2017 09/01/2026 Common Stock 29,125 ( 5 ) 29,125 ( 5 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Bader Eric S
100 JERICHO QUADRANGLE
SUITE 100
JERICHO, NY11753
EVP, CFO and Treasurer
Signatures
/s/ Eric S. Bader 02/07/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares of restricted stock vest in three equal annual installments commencing on January 23, 2022.
( 2 )Stock options are fully vested.
( 3 )Stock options vest at a rate of 20% per year commencing on August 1, 2015.
( 4 )Stock options vest at a rate of 20% per year commencing on September 1, 2016.
( 5 )Stock options vest at a rate of 20% per year commencing on September 1, 2017.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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