Sec Form 4 Filing - Mountford John @ CHUY'S HOLDINGS, INC. - 2021-03-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Mountford John
2. Issuer Name and Ticker or Trading Symbol
CHUY'S HOLDINGS, INC. [ CHUY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Operating Officer
(Last) (First) (Middle)
1623 TOOMEY RD
3. Date of Earliest Transaction (MM/DD/YY)
03/15/2021
(Street)
AUSTIN, TX78704
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/15/2021 M 663 A $ 0 ( 1 ) 19,948 D
Common Stock 03/15/2021 F 179 D $ 0 19,769 D
Common Stock 03/15/2021 M 766 A $ 0 ( 1 ) 20,535 D
Common Stock 03/15/2021 F 210 D $ 0 20,325 D
Common Stock 03/15/2021 M 2,316 A $ 0 ( 1 ) 22,641 D
Common Stock 03/15/2021 F 634 D $ 0 22,007 D
Common Stock 03/15/2021 M 1,962 A $ 0 ( 1 ) 23,969 D
Common Stock 03/15/2021 F 537 D $ 0 23,432 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) 03/15/2021 M 663 ( 2 ) ( 2 ) Common Stock 663 $ 0 0 D
Restricted Stock Units ( 1 ) 03/15/2021 M 766 ( 3 ) ( 3 ) Common Stock 766 $ 0 766 D
Restricted Stock Units ( 1 ) 03/15/2021 M 2,316 ( 4 ) ( 4 ) Common Stock 2,316 $ 0 4,632 D
Restricted Stock Units ( 1 ) 03/15/2021 M 1,962 ( 5 ) ( 5 ) Common Stock 1,962 $ 0 5,888 D
Restricted Stock Units ( 1 ) 03/15/2021 A 2,876 ( 6 ) ( 6 ) Common Stock 2,876 $ 0 2,876 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Mountford John
1623 TOOMEY RD
AUSTIN, TX78704
Chief Operating Officer
Signatures
/s/ Jon W. Howie 03/17/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted stock units convert to common stock on a one-for-one basis.
( 2 )The restricted stock units vest in four equal annual installments with the first annual installment vesting on March 15, 2018. Settlement will occur no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.
( 3 )The restricted stock units vest in four equal annual installments with the first annual installment vesting on March 15, 2019. Settlement will occur no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.
( 4 )The restricted stock units vest in four equal annual installments with the first annual installment vesting on March 15, 2020. Settlement will occur no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.
( 5 )The restricted stock units vest in four equal annual installments with the first annual installment vesting on March 15, 2021. Settlement will occur no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.
( 6 )The restricted stock units vest in four equal annual installments with the first annual installment vesting on March 15, 2022. Settlement will occur no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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