Sec Form 4 Filing - Lausas Allison S @ SunCoke Energy, Inc. - 2019-02-14

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Lausas Allison S
2. Issuer Name and Ticker or Trading Symbol
SunCoke Energy, Inc. [ SXC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Vice President & Controller
(Last) (First) (Middle)
1011 WARRENVILLE ROAD, SUITE 600
3. Date of Earliest Transaction (MM/DD/YY)
02/14/2019
(Street)
LISLE, IL60532
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/14/2019 M 1,201 A 6,207 D
Common Stock ( 2 ) 02/14/2019 F 416 D $ 9.61 5,375 D
Common Stock 02/15/2019 M 634 A 6,425 D
Common Stock ( 2 ) 02/15/2019 F 220 D $ 9.87 5,789 D
Common Stock 02/17/2019 M 1,644 A 7,433 D
Common Stock 02/17/2019 D 1,644 D $ 9.87 5,789 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
RSU's (02.14.18) ( 3 ) ( 1 ) 02/14/2019 M 1,201 02/14/2019 02/14/2021 Common Stock 1,201 ( 1 ) 2,402 D
RSU's (02.15.17) ( 3 ) ( 1 ) 02/15/2019 M 634 02/15/2018 02/15/2020 Common Stock 634 ( 1 ) 634 D
RSU's (02.17.2016) ( 4 ) ( 1 ) 02/17/2019 M 1,644 ( 5 ) ( 5 ) Common Stock 1,644 ( 1 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Lausas Allison S
1011 WARRENVILLE ROAD, SUITE 600
LISLE, IL60532
Vice President & Controller
Signatures
/s/ Rita M. Slager, attorney-in-fact 02/18/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Conversion rate is 1 for 1.
( 2 )Shares withheld by Registrant to satisfy minimum statutory withholding requirement on vesting of RSUs.
( 3 )Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.
( 4 )Reflects cash settlement of the third tranche of time vesting restricted stock units ("RSUs") granted February 17, 2016, pursuant to the SunCoke Energy, Inc. Long -Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. These RSUs vest in three equal annual installments on the first, second and third anniversaries of the date of the grant.
( 5 )Not applicable.

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