Sec Form 4 Filing - Pine River Capital Management L.P. @ GSV Capital Corp. - 2017-02-24

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Pine River Capital Management L.P.
2. Issuer Name and Ticker or Trading Symbol
GSV Capital Corp. [ GSVC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
No longer 10% owner
(Last) (First) (Middle)
601 CARLSON PARKWAY, 7TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
02/24/2017
(Street)
MINNETONKA, MN55305
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
5.25% Convertible Senior Notes due 2018 ( 3 ) 02/24/2017 S 4,000,000 ( 3 ) 09/15/2018 Common Stock 333,438 $ 98.625 25,953,000 I See Footnotes 1 and 2 ( 1 ) ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Pine River Capital Management L.P.
601 CARLSON PARKWAY
7TH FLOOR
MINNETONKA, MN55305
No longer 10% owner
TAYLOR BRIAN
C/O PINE RIVER CAPITAL MANAGEMENT
601 CARLSON PARKWAY, 7TH FLOOR
MINNETONKA, MN55305
No longer 10% owner
Pine River MASTER FUND LTD.
C/O PINE RIVER CAPITAL MANAGEMENT L.P.
601 CARLSON PARKWAY, 7TH FLOOR
MINNETONKA, MN55305
No longer 10% owner
Signatures
Pine River Capital Management L.P., By: Pine River Capital Management LLC, By: Brian Taylor, Managing Member 02/28/2017
Signature of Reporting Person Date
Brian Taylor 02/28/2017
Signature of Reporting Person Date
Pine River Master Fund Ltd. By: Brian Taylor, Director 02/28/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.
( 2 )Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
( 3 )The 5.25% Convertible Notes due 2018 are convertible into shares of the issuer's common stock at any time, at a current conversion rate of 83.3596 shares of common stock per $1,000 principal amount of notes, equivalent to a conversion price of approximately $11.9962 per share of common stock, subject to adjustment in certain events.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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