Sec Form 4 Filing - Lucas Donald A @ Avinger Inc - 2015-12-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Lucas Donald A
2. Issuer Name and Ticker or Trading Symbol
Avinger Inc [ AVGR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
400 CHESAPEAKE DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
12/09/2015
(Street)
REDWOOD CITY, CA94063
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/09/2015 J( 1 ) 562,038 D $ 0 0 I Lucas Venture Group IX, LLC
Common stock 12/09/2015 J( 1 ) 15,809 A $ 15.99 15,809 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 500 D $ 15.857 15,309 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 500 D $ 15.8715 14,809 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 500 D $ 16.0682 14,309 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 500 D $ 15.7951 13,809 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 1,000 D $ 15.9279 12,809 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 300 D $ 15.93 12,509 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 200 D $ 15.95 12,309 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 100 D $ 16 12,209 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 65 D $ 15.89 12,144 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 35 D $ 15.9 12,109 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 200 D $ 15.99 11,909 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 100 D $ 16 11,809 I Lucas Venture Management, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Lucas Donald A
400 CHESAPEAKE DRIVE
REDWOOD CITY, CA94063
X X
Signatures
/s/ Donald A. Lucas 12/11/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )1. The reporting person is the managing member of Lucas Venture Group IX, LLC, which made a pro rata distribution for no consideration of Common Stock of the Issuer to its members on December 9, 2015.

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