Sec Form 4 Filing - SAWRIE K MATTHEW @ Home Federal Bancorp, Inc. of Louisiana - 2020-03-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SAWRIE K MATTHEW
2. Issuer Name and Ticker or Trading Symbol
Home Federal Bancorp, Inc. of Louisiana [ HFBL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP Commercial Lending*
(Last) (First) (Middle)
C/O HOME FEDERAL BANK, 222 FLORIDA STREET
3. Date of Earliest Transaction (MM/DD/YY)
03/09/2020
(Street)
SHREVEPORT, LA71105
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/09/2020 I 2,101.8623 ( 1 ) D $ 34.2867 0 I By 401(k) Plan
Common Stock 17,761 ( 2 ) D
Common Stock 5,361 I By IRA
Common Stock 6,400.4337 I By ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $ 14.7 01/31/2017( 3 ) 01/31/2022 Common Stock 11,562 11,562 D
Employee Stock Option (Right to Buy) $ 23 ( 4 ) 10/26/2025 Common Stock 7,000 7,000 D
Employee Stock Option (Right to Buy) $ 18.92 07/31/2019( 5 ) 07/31/2024 Common Stock 3,253 3,253 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SAWRIE K MATTHEW
C/O HOME FEDERAL BANK
222 FLORIDA STREET
SHREVEPORT, LA71105
SVP Commercial Lending*
Signatures
/s/K. Matthew Sawrie 03/18/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reflects units which represent share interests and a reserve of cash in the Issuer's 401(k) Plan.
( 2 )Includes 200 shares granted pursuant to the 2014 Stock Incentive Plan which reflect the unvested portion of a grant award originally covering 1,000 shares that commenced vesting at a rate of 20% per year on October 26, 2016 and 1,922 shares held jointly with the reporting person's spouse.
( 3 )The options vested at a rate of 20% per year commencing on January 31, 2013.
( 4 )The options are vesting at a rate of 20% per year commencing on October 26, 2016.
( 5 )The options vested at a rate of 20% per year commencing on July 31, 2015.

Remarks:
* Senior Vice President Commercial Lending Division of Home Federal Bank (Issuer Subsidiary).

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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