Sec Form 4 Filing - Voya Financial, Inc. @ KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. - 2016-01-05

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Voya Financial, Inc.
2. Issuer Name and Ticker or Trading Symbol
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. [ KMF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
230 PARK AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
01/05/2016
(Street)
NEW YORK, NY10169
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Series B Mandatory Redeemable Preferred Shares 01/05/2016 J( 1 ) 66,667 D $ 25.61 133,333 I ( 2 ) By Subsidiary
Series B Mandatory Redeemable Preferred Shares 03/03/2018 J( 3 ) 133,333 D $ 25 0 I ( 2 ) By Subsidiary
Series C Mandatory Redeemable Preferred Shares 02/29/2016 J( 4 ) 50,000 D $ 25.75 350,000 I ( 2 ) By Subsidiary
Series D Mandatory Redeemable Preferred Shares 08/06/2018 J( 5 ) 800,000 A ( 5 ) $ 25 800,000 I ( 2 ) By Subsidiary
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Voya Financial, Inc.
230 PARK AVENUE
NEW YORK, NY10169
X
Voya Holdings, Inc.
ONE ORANGE WAY
WINDSOR, CT06095
X
VOYA RETIREMENT INSURANCE & ANNUITY Co
ONE ORANGE WAY
WINDSOR, CT06095
X
VOYA INVESTMENT MANAGEMENT LLC
ONE ORANGE WAY
WINDSOR, CT06095
X
Signatures
/s/ Jean Weng, SVP & Corporate Secretary, Voya Financial, Inc. 08/08/2018
Signature of Reporting Person Date
/s/ Jean Weng, SVP & Assistant Secretary, Voya Holdings Inc. 08/08/2018
Signature of Reporting Person Date
/s/ Jean Weng, SVP & Assistant Secretary, Voya Retirement Insurance and Annuity Company 08/08/2018
Signature of Reporting Person Date
/s/ Joshua Winchester, VP, Voya Investment Management, LLC 08/08/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On January 5, 2016, the Issuer redeemed $10,000,000 of its Series B Mandatory Redeemable Preferred Shares.
( 2 )Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.
( 3 )On March 3, 2018, the remaining Series B Mandatory Redeemable Preferred Shares of the Issuer matured.
( 4 )On February 29, 2016, the Issuer redeemed $5,000,000 of its Series C Mandatory Redeemable Preferred Shares.
( 5 )The Securities reported herein were terminated and reissued in connection with the Merger of Kayne Anderson Total Return Fund, Inc. (KYE) into KMF. on August 6, 2018. A separate Form 4 will be filed reporting the disposition of the securities terminated under that Issuer. These securities were formerly held as KYE Series C Mandatorily Redeemable Preferred Shares.

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