Sec Form 4 Filing - Landis Kevin M @ Firsthand Technology Value Fund, Inc. - 2019-03-05

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Landis Kevin M 2. Issuer Name and Ticker or Trading Symbol Firsthand Technology Value Fund, Inc. [ SVVC] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) President (Last) (First) (Middle) 150 ALMADEN BLVD., SUITE 1250 3. Date of Earliest Transaction (MM/DD/YY) 03/05/2019 (Street) SAN JOSE, CA95113 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Firsthand Technology Value Fund, Inc. 105,804 I By Firsthand Capital Management, Inc. Firsthand Technology Value Fund, Inc. 03/05/2019 03/05/2019 S 3,479 D $ 13.04 212,669 D Firsthand Technology Value Fund, Inc. 03/05/2019 03/05/2019 S 200 D $ 13.085 212,469 D Firsthand Technology Value Fund, Inc. 03/05/2019 03/05/2019 P 3,679 A $ 13.0499 216,148 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Landis Kevin M 150 ALMADEN BLVD., SUITE 1250 SAN JOSE, CA95113 X President Signatures /s/ Kevin Landis 03/06/2019 Signature of Reporting Person Date

Explanation of Responses:

Remarks: The reported sale and then purchase transactions were caused by a change of service provider of the 401(k) retirement plan maintained by Firsthand Capital Management, Inc. As part of that transition (which involves moving existing 401(k) plan assets from one retirement plan to another retirement plan), a sale of all existing securities held in the old plan was required. Net holdings of the reporting person did not change as a result of those transactions. The Board of Directors reviewed these transactions in advance and approved measures to avoid the realization of any profits by the reporting person.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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