Sec Form 4 Filing - Stocking Richard @ SWIFT TRANSPORTATION Co - 2017-08-15

Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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The following is an SEC EDGAR document rendered as filed.
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Stocking Richard
2. Issuer Name and Ticker or Trading Symbol
SWIFT TRANSPORTATION Co [ SWFT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President and CEO
(Last)
(First)
(Middle)
C/O SWIFT TRANSPORTATION COMPANY, 2200 SOUTH 75TH AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
08/15/2017
(Street)
PHOENIX, AZ85043
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/15/2017M 40,000 A $ 8.61 133,902 D
Class A Common Stock 08/15/2017M 32,000 A $ 8.8 165,902 D
Class A Common Stock 08/15/2017M 40,385 A $ 13.36 206,287 D
Class A Common Stock 08/15/2017S 112,385 D $ 27.29 ( 1 ) 93,902 D
Class A Common Stock, Restricted Stock Unit 08/16/2017M 14,337 A $ 13.36 108,239 D
Class A Common Stock, Restricted Stock Unit 08/16/2017S 14,337 D $ 27.38 ( 2 ) 93,902 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right-to-buy) ( 3 ) $ 8.61 08/15/2017M 40,000 ( 4 )12/31/2019 Class A Common Stock 40,000 $ 8.61 0 D
Employee Stock Option (Right-to-buy) ( 3 ) $ 8.8 08/15/2017M 32,000 ( 5 )02/25/2020 Class A Common Stock 32,000 $ 8.8 0 D
Employee Stock Option (Right-to-buy) ( 3 ) $ 13.36 08/15/2017M 40,385 ( 6 )02/22/2023 Class A Common Stock 40,385 $ 13.36 14,337 D
Employee Stock Option (Right-to-buy) ( 3 ) $ 13.36 08/16/2017M 14,337 ( 6 )02/22/2023 Class A Common Stock 14,337 $ 13.36 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Stocking Richard
C/O SWIFT TRANSPORTATION COMPANY
2200 SOUTH 75TH AVENUE
PHOENIX, AZ85043
President and CEO
Signatures
/s/ Richard Stocking08/17/2017
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price of $27.29 reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $27.17 to $27.39. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
( 2 )The price of $27.38 reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $27.30 to $27.48. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
( 3 )Options were granted under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010). Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.
( 4 )The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the December 31, 2009 grant date.
( 5 )The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the February 25, 2010 grant date.
( 6 )The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the February 22, 2013 grant date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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