Sec Form 4 Filing - Thomas Melissa @ Groupon, Inc. - 2020-02-17

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Thomas Melissa
2. Issuer Name and Ticker or Trading Symbol
Groupon, Inc. [ GRPN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
C/O GROUPON, INC., 600 W. CHICAGO AVE., STE 400
3. Date of Earliest Transaction (MM/DD/YY)
02/17/2020
(Street)
CHICAGO, IL60654
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/20/2020 M 10,233 A $ 0 19,540 D
Common Stock 12/20/2020 F( 1 ) 4,534 D $ 39.17 15,006 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 2 ) ( 3 ) 02/17/2020( 4 ) A 36,548 12/20/2020( 5 ) ( 5 ) Common Stock 36,548 $ 0 36,548 D
Restricted Stock Units ( 3 ) 12/20/2020 M 10,233 12/20/2020( 5 ) ( 5 ) Common Stock 10,233 $ 0 26,315 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Thomas Melissa
C/O GROUPON, INC.
600 W. CHICAGO AVE., STE 400
CHICAGO, IL60654
Chief Financial Officer
Signatures
Erin G. Stone, by Power of Attorney 12/22/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
( 2 )The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020.
( 3 )Each restricted stock unit represents a contingent right to receive one share of Common Stock.
( 4 )The Compensation Committee approved this award on February 17, 2020, in connection with its annual compensation review process, and the number of RSUs was calculated using the average share price from January 1 through March 31, 2020.
( 5 )10,233 restricted stock units reported on this line vested on December 20, 2020; 16,446 restricted stock units reported on this line vest on May 20, 2021; 9,869 restricted stock units reported on this line vest on May 20, 2022, subject, in each case, to Ms. Thomas' continued employment with the Company

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