Sec Form 4 Filing - Delle Coste Riccardo @ BARFRESH FOOD GROUP INC. - 2016-09-01

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Delle Coste Riccardo
2. Issuer Name and Ticker or Trading Symbol
BARFRESH FOOD GROUP INC. [ BRFH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
3600 WILSHIRE BOULEVARD, SUITE 1720
3. Date of Earliest Transaction (MM/DD/YY)
09/01/2016
(Street)
LOS ANGELES,, CA90010
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 88,164 I See Footnote ( 1 )
Common Stock 19,438,341 I See Footnote ( 2 )
Common Stock 521,527 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant $ 0.7 03/31/2019 P 731,635 03/31/2019 03/31/2024 Common Stock 731,635 ( 6 ) 870,777 D
Warrant $ 0.7 11/30/2018 P 6,720 11/30/2018 11/30/2021 Common Stock 6,720 ( 4 ) 139,142 D
Warrant $ 0.7 03/14/2018 P 15,646 03/14/2018 03/14/2021 Common Stock 15,646 ( 4 ) 132,422 D
Warrant $ 0.7 03/13/2018 P 15,646 03/13/2018 03/13/2021 Common Stock 15,646 ( 4 ) 116,776 I See Footnote ( 2 )
Warrant $ 0.75 09/01/2016 P 44,082 09/01/2016 09/01/2021 Common stock 44,082 ( 5 ) 101,130 I See Footnote ( 2 )
Warrant $ 1 02/28/2016 P 32,048 02/28/2016 02/28/2021 Common Stock 32,048 ( 5 ) 57,048 I See Footnote ( 2 )
Warrant $ 1 11/30/2015 P 25,000 11/30/2015 11/30/2020 Common Stock 25,000 ( 4 ) 25,000 I See Footnote ( 2 )
Stock Option $ 0.49 04/28/2019 A 250,000 04/27/2020 04/28/2027 Common Stock 250,000 ( 3 ) 1,925,000 D
Stock Option $ 0.69 04/27/2018 A 250,000 04/27/2019 04/27/2026 Common Stock 250,000 ( 3 ) 1,675,000 D
Stock Option $ 0.55 09/15/2017 A 250,000 09/15/2017 09/15/2025 Common Stock 250,000 ( 3 ) 1,425,000 D
Stock Option $ 0.7 04/27/2017 A 250,000 04/27/2018 04/27/2024 Common Stock 250,000 ( 3 ) 1,175,000 D
Stock Option $ 0.72 11/25/2016 A 125,000 11/25/2016 11/25/2024 Common Stock 125,000 ( 3 ) 925,000 D
Stock Option $ 0.7 04/27/2016 A 250,000 04/27/2017 04/27/2024 Common Stock 250,000 ( 3 ) 800,000 D
Stock Option $ 0.75 04/27/2015 A 250,000 04/27/2016 04/27/2023 Common Stock 250,000 ( 3 ) 550,000 D
Stock Option $ 0.45 01/21/2015 A 300,000 01/21/2015 01/21/2020 Common Stock 300,000 ( 3 ) 300,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Delle Coste Riccardo
3600 WILSHIRE BOULEVARD
SUITE 1720
LOS ANGELES,, CA90010
X X Chief Executive Officer
Signatures
/s/ Riccardo Delle Coste 10/03/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Held by Delle Coste Family Trust.
( 2 )Held by the R.D. Capital Holdings PTY Ltd.
( 3 )Grant for services
( 4 )Investment in convertible note
( 5 )Conversion of Note
( 6 )Payment of deferred compensation

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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