Sec Form 4 Filing - Peterson Lynn A @ Chord Energy Corp - 2022-07-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Peterson Lynn A
2. Issuer Name and Ticker or Trading Symbol
Chord Energy Corp [ CHRD]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive Chair
(Last) (First) (Middle)
1001 FANNIN STREET SUITE 1500
3. Date of Earliest Transaction (MM/DD/YY)
07/01/2022
(Street)
HOUSTON, TX77002
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/01/2022 A( 1 )( 2 ) 232,868 A 232,868( 1 )( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Peterson Lynn A
1001 FANNIN STREET SUITE 1500
HOUSTON, TX77002
X Executive Chair
Signatures
/s/ M. Scott Regan, Attorney-in-Fact for Lynn A. Peterson 07/06/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )As a result of the merger (the "Merger") between Oasis Petroleum Inc. ("Oasis") and Whiting Petroleum Corporation ("Whiting") contemplated by that certain Agreement and Plan of Merger, dated as of March 7, 2022, by and among Oasis, Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis, New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting (the "Merger Agreement"), each share of common stock of Whiting was converted into the right to receive 0.5774 shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), and $6.25 in cash, without interest (collectively, the "Merger Consideration"). Pursuant to the Merger Agreement, each outstanding award of Whiting restricted stock units held by the Reporting Person was converted into a time-based award with right to receive, upon vesting,
( 2 )(Continued from Footnote 1) the Merger Consideration (each, a "Converted RSU Award") while each outstanding award of Whiting performance stock units held by the Reporting Person was converted into a time-based award (based on the greater of the target number of performance stock units subject to such award or actual achievement of the performance criteria applicable to such award measured based on a truncated performance period ending immediately prior to the effective time of the Merger) with the right to receive, upon vesting, the Merger Consideration (each, a "Converted PSU Award"). As such, the number reported consists of unrestricted shares of Common Stock, shares subject to Converted RSU Awards and shares subject to Converted PSU Awards. Following the closing of the Merger, the Issuer changed its name to "Chord Energy Corporation."

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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